Henry M. Fisher

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

SUDBURY, MA 01776

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CRD#: 1195446

Professional summary

Henry Michael Fisher is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Sudbury, Massachusetts and LASALLE ST SECURITIES, L.L.C. located in Sudbury, Massachusetts.

Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Henry has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE; LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; Successor Trustee on Brother's Family Trust Account; Executor of Mother's estate

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Michael Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2006 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 365 Boston Post Rd Suite 201a, Sudbury, MA 01776

RIA

CRD#: 109701

SUDBURY, MA

Current

December 1, 2005 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 365 Boston Post Rd Suite 201a, Sudbury, MA 01776

CRD#: 7191

Sudbury, MA

Past

December 13, 2005 - December 14, 2005

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

FRAMINGHAM, MA

Past

June 29, 1997 - December 2, 2005

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

STOW, MA

Past

March 16, 1995 - December 2, 2005

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

STOW, MA

Past

July 27, 1992 - February 2, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 27, 1992 - February 2, 1995

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/1/2005)

IAR

California
(7/18/2018)

Connecticut
(11/15/2006)

IAR

Connecticut
(1/5/2022)

District of Columbia
(5/31/2019)

Florida
(12/1/2005)

IAR

Florida
(12/1/2007)

Georgia
(2/8/2017)

Illinois
(8/16/2017)

Louisiana
(12/1/2005)

Maine
(3/24/2017)

Maryland
(12/1/2005)

Massachusetts
(12/14/2005)

IAR

Massachusetts
(2/15/2006)

Minnesota
(10/31/2007)

Missouri
(3/28/2022)

Montana
(12/1/2005)

IAR

Montana
(9/20/2021)

New Hampshire
(12/1/2005)

IAR

New Hampshire
(9/29/2022)

New Jersey
(12/1/2005)

IAR

New Jersey
(10/24/2016)

New York
(10/3/2007)

North Carolina
(4/28/2017)

Ohio
(1/9/2007)

Oregon
(12/1/2005)

Rhode Island
(12/1/2005)

IAR

Rhode Island
(7/17/2018)

Vermont
(11/3/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/17/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Henry M. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Michael Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/26/1991

SIE

Date: 10/1/2018

Series 6

Date: 4/17/1991

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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