Frank J. Violini

TRUIST ADVISORY SERVICES

WEST CHESTER, PA 19380

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CRD#: 1192730

Professional summary

Frank Joseph Violini, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in West Chester, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Parkesburg, Pennsylvania.

Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Frank has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Insurance Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Joseph Violini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

February 17, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 311 N 5 Points Rd Fl 1, West Chester, PA 19380

RIA

CRD#: 283390

WEST CHESTER, PA

Current

February 17, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 850 Commons Dr, Parkesburg, PA 19365Office #2: 4915 Perkiomen Ave, Reading, PA 19606Office #3: 5220 Kutztown Rd, Temple, PA 19560Office #4: 901 Fayette St, Conshohocken, PA 19428Office #5: 311 N 5 Points Rd, West Chester, PA 19380Office #6: 800 Kenhorst Plz, Shillington, PA 19607Office #7: 1845 Walnut St Ste 125, Philadelphia, PA 19103Office #8: 99 Manor Ave, Downingtown, PA 19335Office #9: 6 E Street Rd, West Chester, PA 19382Office #10: 1635 Market St, Philadelphia, PA 19103

CRD#: 17499

Parkesburg, PA

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

January 11, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

PHILADELPHIA, PA

Past

January 11, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

PHILADELPHIA, PA

Past

August 22, 2008 - January 4, 2016

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

MALVERN, PA

Past

August 22, 2008 - January 4, 2016

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MALVERN, PA

Past

January 5, 2004 - August 8, 2008

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

December 9, 2003 - August 8, 2008

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

March 20, 2001 - July 14, 2003

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Past

December 11, 2000 - February 28, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 8, 1994 - August 21, 2000

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

April 25, 1994 - May 13, 1994

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

July 18, 1991 - May 29, 1992

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

November 2, 1983 - March 4, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/17/2021)

Florida
(2/17/2021)

Georgia
(12/14/2022)

Kentucky
(12/1/2021)

Maryland
(2/17/2021)

New Jersey
(2/17/2021)

New York
(10/11/2022)

Oklahoma
(10/21/2025)

Pennsylvania
(2/17/2021)

IAR

Pennsylvania
(2/17/2021)

Texas
(9/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Frank J. Violini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Joseph Violini's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

FIRST HORIZON ADVISORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

USAA INVESTMENT SERVICES COMPANY

PFS INVESTMENTS INC.

SECURIAN FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2003

Series 63

Date: 7/19/1991

SIE

Date: 10/1/2018

Series 7

Date: 5/17/2000

Series 6

Date: 7/17/1991

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Contact information

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