TB
Thomas G. Bartley
TLG ADVISORS
Crystal Lake, IL 60014
Some features on this profile are disabled
CRD#: 1191530
TB
Professional summary
Thomas Gene Bartley, who also goes by Tom Bartley, is a registered financial advisor currently at TLG ADVISORS, INC. located in Crystal Lake, Illinois and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Bartley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDEPENDENT INSURANCE AGENT - 6/2/1976 - 8990 NW Sherry Court, Portland, OR 97229 - Wholesaler, Recommend insurance solutions to advisor clients, Not Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 7/11/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) HIGHLAND CAPITAL - 6/1/2021 - 3535 Grandview Pkwy, Suite 600, Birmingham, AL 35243, Sales Vice President, Sales, Not Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours). 4.) MERiTAGE WEALTH INSURANCE ADVISORS - 6/2/2024 - 8990 NW Sherry Court, Portland, OR 97229 - Wholesaler, Work with Financial Advisors clients for life and LTC insurance, Not Invt Rel, Insurance Business, 12 hrs/mo; 40 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Gene Bartley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2023 - Present
TLG ADVISORS, INC.
Office #1: 805 S Mchenry Avenue, Suite I, Crystal Lake, IL 60014RIA
CRD#: 111052
Crystal Lake, IL
Current
July 11, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
July 17, 2020 - July 14, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SEATTLE, WA
Past
July 17, 2020 - July 14, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Birmingham, AL
Past
September 15, 2017 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
SEATTLE, WA
Past
July 6, 2017 - July 17, 2020
INVESTACORP, INC.
BD
CRD#: 7684
SEATTLE, WA
Past
February 21, 2017 - July 7, 2017
TLG ADVISORS, INC.
RIA
CRD#: 111052
WOODLAND HILLS, CA
Past
January 3, 2017 - July 7, 2017
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
August 11, 2014 - December 31, 2016
LINCOLN INVESTMENT
RIA
CRD#: 519
WOODLAND HILLS, CA
Past
August 11, 2014 - December 31, 2016
LINCOLN INVESTMENT
BD
CRD#: 519
WOODLAND HILLS, CA
Past
November 8, 2007 - July 10, 2014
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SEATTLE, WA
Past
November 8, 2007 - July 10, 2014
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
SEATTLE, WA
Past
June 11, 2007 - October 11, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BEAVERTON, OR
Past
May 1, 1996 - October 11, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 5, 1995 - May 30, 1996
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
May 19, 1995 - August 31, 1995
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 30, 1993 - May 23, 1995
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
March 13, 1991 - May 26, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
March 13, 1991 - May 26, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
March 20, 1985 - January 25, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 10, 1984 - February 7, 1985
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
November 22, 1983 - May 1, 1984
FOSTER & MARSHALL INC.
BD
CRD#: 321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/11/2023)
IAR
Illinois(7/17/2023)
RR
Oregon(12/18/2024)
RR
Washington(7/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
