Jerome S. Anderson

STATE FARM INVESTMENT MANAGEMENT

Kennesaw, GA 30152

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CRD#: 1189925

Professional summary

Jerome Sanford Anderson, AIF®, who also goes by Andy Anderson, Jerome Sanford Anderson Jr, Jerome Sanford Anderson, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Kennesaw, Georgia and STATE FARM VP MANAGEMENT CORP. located in Kennesaw, Georgia.

Jerome is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jerome has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Anderson | Jerome Sanford Anderson Jr | Jerome Sanford Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rick Mottern's Insurance Agency; Investment-related; 6095 Pine Mtn Rd NW Ste 101 Kennesaw GA 30152; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 03/31/2023; 80; 80; Service customers

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Sanford Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 15, 2024 - Present

STATE FARM INVESTMENT MANAGEMENT CORP.

Office #1: 6095 Pine Mtn Rd Nw Ste 101, Kennesaw, GA 30152

RIA

CRD#: 3487

Kennesaw, GA

Current

June 5, 2023 - Present

STATE FARM VP MANAGEMENT CORP.

Office #1: 6095 Pine Mtn Rd Nw Ste 101, Kennesaw, GA 30152

CRD#: 43036

Kennesaw, GA

Past

May 18, 2022 - May 2, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

May 18, 2022 - May 2, 2023

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Past

November 25, 2014 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

ATLANTA, GA

Past

November 20, 2014 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

ATLANTA, GA

Past

August 10, 2004 - November 17, 2014

SPC

RIA

CRD#: 110692

ATLANTA, GA

Past

August 10, 2004 - November 17, 2014

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ATLANTA, GA

Past

June 4, 2004 - August 9, 2004

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MARIETTA, GA

Past

June 3, 2004 - August 9, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 6, 2004 - May 20, 2004

NSA SECURITIES CORPORATION

CRD#: 38472

SCHAUMBURG, IL

Past

September 11, 2002 - December 11, 2003

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

MARIETTA, GA

Past

April 4, 2000 - December 11, 2003

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BOCA RATON, FL

Past

January 13, 1999 - April 13, 2000

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

August 17, 1993 - January 21, 1999

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

March 31, 1989 - August 9, 1993

COVENANT SECURITIES, INC.

CRD#: 2484

NEWARK, DE

Past

January 31, 1986 - March 10, 1989

OSAIC FS, INC.

CRD#: 3870

Past

December 9, 1983 - February 19, 1986

SIGNATOR INVESTORS, INC.

CRD#: 468

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379

RIA

Registered Investment Advisory firm - SEC (12/14/1971 Approved)

Terminated by SEC on 06/30/2001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/20/2025)

IAR

Florida
(4/4/2025)

Georgia
(6/8/2023)

IAR

Georgia
(11/15/2024)

South Carolina
(2/28/2024)

IAR

South Carolina
(11/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/8/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379

RIA

Registered Investment Advisory firm - SEC (12/14/1971 Approved)

Terminated by SEC on 06/30/2001

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Contact information

Main Address

One State Farm Plaza B-2, Bloomington, IL 61710-0001

Mailing Address

Phone number

(800) 447-0740

Established

Delaware since 12/09/1966

Firm type

Corporation

Fiscal year end

November

# of Employees

150

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STATE FARM INVESTMENT MANAGEMENT CORP. WRAP FEE BROCHURE (3/25/2025)

STATE FARM INVESTMENT MANAGEMENT CORP. WRAP FEE PROGRAM BROCHURE (3/25/2025)

Direct owners and executive officers

Name	Position	CRD#
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY	OWNER
CHEVALIER, JEREL SAM	ASSISTANT SECRETARY-TREASURER	2209892
GRIMES, DAVID ROY	VICE PRESIDENT & SECRETARY	1432710
GRIZZLE, DAVID RAY	ASSISTANT SECRETARY/TREASURER	4084087
HORTON, STEPHEN LOWELL	ASSISTANT SECRETARY	3124493
JAYNES, DONALD ONEIL	ASSISTANT SECRETARY	3124497
JOSLIN, ROGER SCOTT	DIRECTOR, VICE PRESIDENT & TREASURER	262350
KILLIAN, JOHN JOSEPH	DIRECTOR	2614915
MOORE, DAVID MICHAEL	ASSISTANT SECRETARY	2876793
MOSER, KURT GEORGE	DIRECTOR & SENIOR VICE PRESIDENT	2065254
RUST, EDWARD BARRY JR	DIRECTOR AND PRESIDENT	1450795
THOMAS, HOWARD ANDREW	ASSISTANT SECRETARY-TREASURER	3150520
TIPSORD, MICHAEL LEON	ASSISTANT SECRETARY	1943922
TROSINO, VINCENT JOSEPH	DIRECTOR	1780681

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 11,294,815,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Jerome S. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Sanford Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE FARM VP MANAGEMENT CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

SPC

SIGMA FINANCIAL CORPORATION

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

NSA SECURITIES CORPORATION

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

MONY SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

COVENANT SECURITIES, INC.

OSAIC FS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

STATE FARM INVESTMENT MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2000

Series 63

Date: 3/29/1984

SIE

Date: 10/1/2018

Series 7

Date: 10/13/2014

Series 6

Date: 12/8/1983

FINRA

Current Firm

STATE FARM INVESTMENT MANAGEMENT CORP.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

STATE FARM INVESTMENT MANAGEMENT CORP.

TRUST BUT VERIFY

Contact information

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