AP
Anthony J. Pettola
AMERITAS ADVISORY SERVICES
Feasterville Trevose, PA 19053
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CRD#: 1188615
AP
Professional summary
Anthony Joseph Pettola JR is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Feasterville Trevose, Pennsylvania and AMERITAS INVESTMENT COMPANY, LLC located in Feasterville Trevose, Pennsylvania.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Anthony has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * APPROVED TO OFFER LIFE SETTLEMENTS ON FIXED INSURANCE PRODUCTS * AJ PETTOLA & ASSOCIATES; SAME AS BRANCH; INV REL; SALE AND SERVICE OF INSURANCE AND INVESTMENT PRODUCTS, BUSINESS ESTATE PLANNING STRATEGIES; OWNER; START DATE=01/1990; HRS/MO=168; TRADING HRS/MO=160; CLIENT SALES AND SERVICING * AJ PETTOLA & ASSOCIATES-RETIREMENT SERVICES; SAME AS BRANCH; INV REL; ADMIN/BOOKEEPING; OWNER; START DATE=01/1986; HRS/MO=10; TRADING HRS/MO=10; PLAN, DESIGN AND IMPLEMENT RETIREMENT PROGRAMS * XPRESS HEALTHCARE; SAME AS BRANCH; NON-INV REL; INTERNET AND NETWORKING MARKETING OF NON-INSURANCE DISCOUNT HEALTH PROGRAMS AND THE OPPORTUNITY TO HAVE INDEPENDENT BUSINESS OWNERS TO SELL THE DISCOUNT HEALTH CARD; PARTNER; START DATE=11/2010; HRS/MO=5; TRADING HRS/MO=0; PROVIDING BUSINESS STRUCTURE ADVICE AND WORKING WITH DISCOUNT CARD PROVIDER
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Pettola JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1051 Millcreek Dr, Feasterville Trevose, PA 19053RIA
CRD#: 317245
Feasterville Trevose, PA
Current
January 3, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1051 Millcreek Dr, Feasterville Trevose, PA 19053BD
CRD#: 14869
Feasterville Trevose, PA
Past
May 23, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
MORRISVILLE, PA
Past
September 15, 1995 - January 4, 2006
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
October 6, 1983 - September 15, 1995
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/3/2006)
RR
District of Columbia(5/6/2021)
RR
Florida(11/29/2006)
RR
Indiana(1/3/2006)
RR
Maryland(11/4/2009)
RR
Massachusetts(1/3/2006)
RR
New Jersey(1/3/2006)
RR
North Carolina(7/18/2013)
RR
Oregon(12/15/2022)
RR
Pennsylvania(1/3/2006)
IAR
Pennsylvania(11/1/2021)
RR
Rhode Island(12/10/2021)
RR
Texas(7/18/2018)
IAR
Texas(11/1/2021)
RR
Virginia(10/5/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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