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MW

Mark Wander

ARKAP MARKETS
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 1185472
MW

Professional summary

Mark Wander is a registered financial professional currently at ARKAP MARKETS, LLC located in Atlanta, Georgia.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Wander's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2025 - Present

ARKAP MARKETS, LLC

Office #1: 2827 Peachtree Road, Suite 510, Atlanta, GA 30305
BD
CRD#: 326313
Atlanta, GA
Past

March 4, 2024 - June 26, 2025

PREP SECURITIES, LLC

BD
CRD#: 188522
PARK CITY, UT
Past

March 16, 2023 - January 5, 2024

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

March 23, 2022 - November 1, 2022

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
CHICAGO, IL
Past

August 14, 2018 - March 18, 2022

SHOPOFF SECURITIES, INC.

BD
CRD#: 142866
IRVINE, CA
Past

December 21, 2017 - August 1, 2018

SELECT CAPITAL CORPORATION

BD
CRD#: 145997
SAN JUAN CAPISTRANO, CA
Past

February 4, 2011 - December 13, 2017

TERRA CAPITAL MARKETS LLC

BD
CRD#: 123762
NEW YORK, NY
Past

June 25, 2007 - October 25, 2010

LIGHTSTONE SECURITIES, LLC

BD
CRD#: 132596
MAHWAH, NJ
Past

January 10, 2003 - April 12, 2007

CAREY FINANCIAL, LLC

BD
CRD#: 15246
NEW YORK, NY
Past

April 27, 2000 - February 4, 2002

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC
Past

June 13, 1996 - February 7, 2000

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

February 21, 1995 - November 20, 1995

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

December 2, 1993 - January 18, 1995

BISHOP, ROSEN & CO., INC.

BD
CRD#: 1248
NEW YORK, NY
Past

April 23, 1993 - December 8, 1993

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

February 25, 1993 - April 7, 1993

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

February 17, 1987 - June 17, 1987

GREENTREE SECURITIES CORP.

BD
CRD#: 7372
Past

March 7, 1986 - August 21, 1986

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

September 21, 1983 - February 28, 1986

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(12/2/2025)
RR
North Carolina
(12/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/23/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/13/1991
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/11/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AM
ARKAP MARKETS, LLC
ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: , 8-71132

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 06/26/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.MEMBER
MCCOMB, MAX MICHAELCHIEF COMPLIANCE OFFICER1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
ROMERO, NATHAN KENNETHMANAGING DIRECTOR5222267

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARKAP MARKETS, LLC

CRD#: 326313Atlanta, GA 30305

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