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Mark Wander

ARKAP MARKETS
ATLANTA, GA
·CRD# 1185472·38 years experience

Professional Summary

Mark Wander is a registered financial advisor currently at ARKAP MARKETS, LLC located in Atlanta, Georgia. Mark is registered as a RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

ARKAP MARKETS, LLC·CRD# 326313
BD
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
December 1, 2025 - Present
PREP SECURITIES, LLC·CRD# 188522
BD
Park City, UT
March 4, 2024 - June 26, 2025
S2K FINANCIAL LLC·CRD# 248786
BD
Orlando, FL
March 16, 2023 - January 5, 2024
ARETE WEALTH MANAGEMENT, LLC·CRD# 44856
BD
Chicago, IL
March 23, 2022 - November 1, 2022
SHOPOFF SECURITIES, INC.·CRD# 142866
BD
Irvine, CA
August 14, 2018 - March 18, 2022
SELECT CAPITAL CORPORATION·CRD# 145997
BD
San Juan Capistrano, CA
December 21, 2017 - August 1, 2018
TERRA CAPITAL MARKETS LLC·CRD# 123762
BD
New York, NY
February 4, 2011 - December 13, 2017
LIGHTSTONE SECURITIES, LLC·CRD# 132596
BD
Mahwah, NJ
June 25, 2007 - October 25, 2010
CAREY FINANCIAL, LLC·CRD# 15246
BD
New York, NY
January 10, 2003 - April 12, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.·CRD# 487
BD
Charlotte, NC
April 27, 2000 - February 4, 2002
NATIXIS DISTRIBUTION, LLC·CRD# 34754
BD
Boston, MA
June 13, 1996 - February 7, 2000
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
February 21, 1995 - November 20, 1995
BISHOP, ROSEN & CO., INC.·CRD# 1248
BD
New York, NY
December 2, 1993 - January 18, 1995
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
April 23, 1993 - December 8, 1993
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
February 25, 1993 - April 7, 1993
GREENTREE SECURITIES CORP.·CRD# 7372
BD
February 17, 1987 - June 17, 1987
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
March 7, 1986 - August 21, 1986
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
September 21, 1983 - February 28, 1986

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Current Firm

AM
ARKAP MARKETS, LLC

ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: 8-71132
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Mailing Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Phone Number

(404) 445-0035

Established

Georgia since 06/26/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.MEMBER—
MCCOMB, MAX MICHAELCHIEF COMPLIANCE OFFICER1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
ROMERO, NATHAN KENNETHMANAGING DIRECTOR5222267

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(12/2/2025)
RR
North Carolina
(12/2/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed May 1991About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Wander's CRS (Customer Relationship Summary).

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