Jay E. Hochheiser
CETERA INVESTMENT ADVISERS LLC
MELVILLE, NY 11747
Some features on this profile are disabled
CRD#: 1183959
Professional summary
Jay E Hochheiser, CFP®, who also goes by Jay Eric Hochheiser, Jay Hochhesier, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Melville, New York and CETERA WEALTH SERVICES, LLC located in Melville, New York.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jay has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Eric Hochheiser | Jay Hochhesier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE ENTRPRENUER'S GUIDE TO ACHIEVING FINANCIAL FREEDOM BOOK POS: author NATURE: I may receive royalties from book sales INV RELATED: No NUMBER OF HRS: 0 SEC TRDNG HRS: 0 START DATE: 08/18/2016 ADDR: One Huntington Quadrangle, Suite 2s14, Melville NY 11747, United States DESC: Most copies of the book are given away for free. The book is listed for sale on amazon and the royalties and earnings are not enough to buy myself a Starbucks coffee. lol. HD INSURANCE SERVICES-DBA POS: owner NATURE: This is where the revenue from the outside business activities of fixed insurance sales and renewals get deposited. There are business expenses paid out of this bank account as well. INV RELATED: No NUMBER OF HRS: 20 SEC TRDNG HRS: 20 START DATE: 01/01/2020 ADDR: One Huntington Quadrangle, Suite 2s14, Melville NY 11747, United States DESC: same as selling fixed insurance oba CO- EXECUTOR FOR MY PARENTS POS: executor NATURE: upon the passing of my parents to aid in transfering the estate to the heris, paying all debts of the estate and dealing with the final tax returns etc... INV RELATED: No NUMBER OF HRS: 0 SEC TRDNG HRS: 0 START DATE: 02/01/2022 ADDR: One Huntington Quadrangle, Suite 2s14, Melville NY 11747, United States DESC: when they pass away to deal with the estate issues OUTSIDE INSURANCE SALES POS: licensed agent/broker NATURE: selling life insurance, Long term care & disability insurance outside of Avantax's insurance channels INV RELATED: No NUMBER OF HRS: 20 SEC TRDNG HRS: 20 START DATE: 01/01/2025 ADDR: One Huntington Quadrangle, Suite 2s14, Melville NY 11747, United States DESC: Shopping for various coverages, assiting the client with the application and underwritting process. Explaining the ways the various policies work and formulating the most suitable types and amount of insurance for their particular situation. CHILDREN"S MEDICAL FUND OF NY(CMF) POS: board member NATURE: Help the charity with events to raise money for the charity that does amazing things for childen and their families. INV RELATED: No NUMBER OF HRS: 2 SEC TRDNG HRS: 2 START DATE: 02/12/2017 ADDR: One Huntington Quadrangle, Suite 2s14, Melville NY 11747, United States DESC: Help to advise the executive board with ideas for the annual gof outing etc,,, HOCHHEISER DEUTSCH & CO INC. POS: CEO NATURE: Financial Planning This my dba that my wealth management business runs thru for tax purposes and branding. It is set up as an s-corp. INV RELATED: Yes NUMBER OF HRS: 170 SEC TRDNG HRS: 130 START DATE: 09/14/2000 ADDR: One Huntington Quadrangle, Suite 2S14, Melville NY 11747, United States DESC: This my dba that my wealth management business runs thru for tax purposes and branding. It is set up as an s-corp. RETIREMENT PLANS CONSULTING POS: consultant NATURE: Assist 3 third part administrators(TPAs) with the clerical aspects of our retirement plans. Economic group pension services, Long Island Employee Benefits, UB Pensions INV RELATED: No NUMBER OF HRS: 5 SEC TRDNG HRS: 5 START DATE: 03/01/2021 ADDR: One Huntington Quadrangle, Suite 2s14, Melville NY 11747, United States DESC: Assist 2 third part administrators(TPAs) with the clerical aspects of our retirement plans at year end, and to help them have the data to prepare for the acuarial work they do for the 5500 filings. HOCHHEISER DEUTSCH PROTECTION INC POS: president NATURE: This was the entity that used to receive fixed insurance commissions. It has not been used for several years, and was supposedly disolved by my cpa & attorney. I did find out out that there are steps still needed to finish disolving this. It has not been used in any capacity for over 3 or more years. INV RELATED: No NUMBER OF HRS: 0 SEC TRDNG HRS: 0 START DATE: 01/01/2019 ADDR: One Huntington Quadrangle, Suite 2s14, Melville NY 11747, United States DESC: none
CRS (Client Relationship Summary) - RIA
Click below to view Jay E Hochheiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1 Huntington Quadrangle Suite 2 C13, Melville, NY 11747RIA
CRD#: 105644
MELVILLE, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: One Huntington Quadrangle Suite 2s14, Melville, NY 11747BD
CRD#: 13572
Melville, NY
Past
May 9, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MELVILLE, NY
Past
May 9, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Melville, NY
Past
January 27, 2003 - May 9, 2025
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
NEW YORK, NY
Past
May 3, 1999 - May 9, 2025
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
May 2, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
September 19, 1983 - April 15, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 19, 1983 - April 15, 1996
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Indiana(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Minnesota(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Virginia(9/5/2025)
RR
Wisconsin(10/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
