Daniel T. Oconnor

CRAFT CAPITAL MANAGEMENT LLC

Garden City, NY 11530

Some features on this profile are disabled

CRD#: 1183905

Professional summary

Daniel Thomas Oconnor, who also goes by Daniel Thomas O'connor, Daniel Thomas Oconnor, is a registered financial advisor currently at CRAFT CAPITAL MANAGEMENT LLC located in Garden City, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1983. Daniel has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55, Series 7, Series 6, Series 4, Series 53, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Daniel Thomas O'connor | Daniel Thomas Oconnor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Thomas Oconnor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2024 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

CRD#: 171350

Garden City, NY

Past

March 31, 2016 - April 29, 2024

PFS INVESTMENTS INC.

CRD#: 10111

MORGANVILLE, NJ

Past

May 19, 2008 - September 19, 2014

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

Past

March 12, 2007 - December 31, 2007

THE CONCORD INVESTMENT ADVISORS, LLC

RIA

CRD#: 143033

ISELIN, NJ

Past

April 6, 2006 - April 27, 2007

THE CONCORD EQUITY GROUP, LLC

RIA

CRD#: 14569

ISELIN, NJ

Past

April 3, 2006 - May 27, 2008

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

September 10, 2004 - March 30, 2006

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

LONDON,

Past

June 17, 1999 - November 1, 2004

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Past

February 24, 1997 - September 15, 1998

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

July 18, 1995 - December 31, 1996

EXETER, LTD.

CRD#: 24454

WANTAGH, NY

Past

February 24, 1989 - April 22, 1989

MADISON CHAPIN ASSOCS., INC.

CRD#: 14483

Past

October 14, 1986 - October 2, 1989

F.D. ROBERTS SECURITIES, INC.

CRD#: 693

Past

July 31, 1986 - September 16, 1986

HYM FINANCIAL, INC.

CRD#: 16983

Past

September 30, 1983 - February 27, 1984

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/1/2024)

New York
(5/1/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/2/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 3/15/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/17/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/7/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 9/29/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/10/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 10/18/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

Mailing Address

377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

Phone number

(516) 833-1325

Established

New York since 10/15/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CRAFT ASSET HOLDINGS LLC	MANAGING MEMBER
FURST, RONALD ALLAN	CCO/ROP	1007934
KIRONT, BARRY MICHAEL	CEO	2281871
KIRONT, STEPHEN MARK	EVP/COO	2009609
RYAN, KIMBERLY ANN	FINOP	4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Matthew James Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel T. Oconnor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Thomas Oconnor's CRS (Customer Relationship Summary).

Certified licenses

Experience

PFS INVESTMENTS INC.

SANTANDER INVESTMENT SECURITIES INC.

THE CONCORD INVESTMENT ADVISORS, LLC

THE CONCORD EQUITY GROUP, LLC

THE CONCORD EQUITY GROUP, LLC

LAIDLAW & COMPANY (UK) LTD.

SANDS BROTHERS & CO., LTD.

H.J. MEYERS & CO., INC.

EXETER, LTD.

MADISON CHAPIN ASSOCS., INC.

F.D. ROBERTS SECURITIES, INC.

HYM FINANCIAL, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/1997

Series 63

Date: 8/28/1995

SIE

Date: 10/1/2018

Series 3

Date: 7/2/2009

Series 55

Date: 3/15/2001

Series 7

Date: 7/17/1995

Series 6

Date: 9/23/1983

Series 4

Date: 12/7/2011

Series 53

Date: 9/29/2003

Series 8

Date: 8/10/1999

Series 24

Date: 10/18/1996

FINRA

Current Firm

CRAFT CAPITAL MANAGEMENT LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRAFT CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors