DN
Donald E. Newsholme
NEWSHOLME FINANCIAL GROUP
YORKTOWN HEIGHTS, NY 10598
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CRD#: 1182213
DN
Professional summary
Donald Eugene Newsholme, CFP® is a registered financial advisor currently at NEWSHOLME FINANCIAL GROUP, INC. located in Yorktown Heights, New York and OSAIC WEALTH, INC. located in Yorktown Heights, New York.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Donald has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ADDRESS OF ALL 3 FIRMS LISTED BELOW IS: 2326 CROMPOND ROAD, YORKTOWN HEIGHTS, NY 10598. #1 NEWSHOLME ASSOCIATES, INC. INSURANCE SERVICES PROVIDER (NON INVESTMENT-RELATED) PRESIDENT SINCE 06/1983 6 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS. LICENSED INSURANCE AGENT FOR LIFE, ACCIDENT, HEALTH INSURANCE, ANNUITIES. #2 DEN FINANCIAL SERVICES INC POSITION: President NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 2326 Crompond Road, Yorktown Heights NY 10598, United States DESCRIPTION: Entity created to provide tax services to Newsholme Financial Services, Inc, an affiliated company 3# CROMPOND PROPERTIES, LLC POSITION: Owner NATURE: The entity is an LLC that receives rent from Newsholme Financial Group, Inc and Newsholme Financial Services, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 2326 Crompond Road, Yorktown Heights NY 10598, United States DESCRIPTION: I am the owner of the real estate at 2326 Crompond Road, Yorktown Heights, NY 10501. 4#NEWSHOLME FINANCIAL GROUP INC POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2000 ADDRESS: 2326 Crompond Road, Yorktown Heights NY 10598, United States DESCRIPTION: Development of Client investment strategies Review of client net worth and financial plans Development of investment advisory accounts Creation of asset allocation portfolio model for clients
CRS (Client Relationship Summary) - RIA
Click below to view Donald Eugene Newsholme's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
August 12, 2003 - Present
NEWSHOLME FINANCIAL GROUP, INC.
Office #1: 2326 Crompond Road, Yorktown Heights, NY 10598RIA
CRD#: 126165
YORKTOWN HEIGHTS, NY
Current
November 19, 1989 - Present
OSAIC WEALTH, INC.
Office #1: 2326 Crompond Rd., Yorktown Heights, NY 10598RIA
BD
CRD#: 23131
Yorktown Heights, NY
Past
November 18, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NEWSHOLME FINANCIAL GROUP, INC.
NEWSHOLME FINANCIAL GROUP, INC | NEWSHOLME FINANCIAL GROUP, INC.
CRD#: 126165 / SEC#: 801-62279
RIA
Registered Investment Advisory firm - (8/13/2003 Approved)Florida
Registered Investment Advisory firm - (8/14/2003 Terminated)New Jersey
Registered Investment Advisory firm - (8/14/2003 Terminated)New York
Registered Investment Advisory firm - (8/14/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/29/2011)
RR
California(8/17/1994)
RR
Colorado(12/1/2003)
RR
Connecticut(11/19/1989)
RR
District of Columbia(9/2/2011)
RR
Florida(11/19/1989)
RR
Georgia(2/4/1992)
RR
Illinois(4/10/2015)
RR
Maine(10/28/2015)
RR
Maryland(2/6/2002)
RR
Massachusetts(8/23/1994)
RR
Michigan(1/29/2007)
RR
Nevada(3/5/1996)
RR
New Jersey(11/19/1989)
IAR
New Jersey(8/12/2003)
RR
New York(11/19/1989)
IAR
New York(5/14/2021)
RR
North Carolina(10/15/2003)
RR
Pennsylvania(8/22/1994)
RR
Rhode Island(9/11/2007)
RR
South Carolina(8/25/2005)
IAR
Texas(9/10/2020)
RR
Texas(3/31/2021)
RR
Vermont(4/26/2005)
RR
Virginia(4/21/2003)
RR
Washington(10/9/2002)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NEWSHOLME FINANCIAL GROUP, INC.
NEWSHOLME FINANCIAL GROUP, INC | NEWSHOLME FINANCIAL GROUP, INC.
CRD#: 126165 / SEC#: 801-62279
RIA
Registered Investment Advisory firm - (8/13/2003 Approved)Florida
Registered Investment Advisory firm - (8/14/2003 Terminated)New Jersey
Registered Investment Advisory firm - (8/14/2003 Terminated)New York
Registered Investment Advisory firm - (8/14/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2326 Crompond Road, Yorktown Hts, NY 10598
Mailing Address
Phone number
(914) 243-6700
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 240 |
| AUM (Assets Under Management) | $ 59,897,439 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
