Frank A. Magnani
Professional summary
Frank Anthony Magnani is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1983. Frank has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 15, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Anthony Magnani's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2015 - Present
INTERACTIVE BROKERS CORP.
Office #1: Pickwick Plaza, Greenwich, CT 06830May 22, 2013 - January 9, 2015
MAXIM GROUP LLC
February 5, 2013 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
February 7, 2007 - February 1, 2013
CELADON FINANCIAL GROUP LLC
January 4, 2005 - February 2, 2007
RAFFERTY CAPITAL MARKETS, LLC
April 5, 2004 - January 4, 2005
LEK SECURITIES CORPORATION
August 23, 2002 - March 30, 2004
NF CLEARING, INC.
June 10, 1999 - March 10, 2003
HAPOALIM SECURITIES USA, INC.
January 6, 1993 - July 8, 1997
PDR DISTRIBUTORS, INC.
August 23, 1983 - September 21, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 15
Date: 6/12/1984
Foreign Currency Options ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
INTERACTIVE BROKERS CORP.
CRD#: 117942 / SEC#: , 8-53615
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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