John Benjamin Lessley
Professional Summary
John Benjamin Lessley is a registered financial advisor currently at DFA SECURITIES LLC located in Santa Monica, California. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
DFA SECURITIES INC. | DFA SECURITIES LLC
Contact Information
Main Address
6300 Bee Cave Road Building One, Austin, TX 78746Mailing Address
6300 Bee Cave Road Building One, Austin, TX 78746Phone Number
(512) 306-7400Established
Delaware since 04/06/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | DELAWARE LP AND SOLE MEMBER OF DFAS | — |
| BOOTH, DAVID GILBERT | CHAIRMAN | 1031000 |
| BUTLER, DAVID PAUL | CO-CHIEF EXECUTIVE OFFICER | 2305298 |
| GRZELAK, BERNARD JAMES | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER | 4285750 |
| NEWELL, CATHERINE LEE | VICE PRESIDENT AND SECRETARY | 2890628 |
| NOTELOVITZ, SELWYN JUSTIN | GLOBAL CHIEF COMPLIANCE OFFICER | 2886676 |
| O'REILLY, GERARD KIERAN | CO-CHIEF EXECUTIVE OFFICER AND CO-CIO | 4982644 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/2/2019)
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(7/11/2008)
(8/2/2019)
(2/5/2008)
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(8/2/2019)
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(11/15/2018)
(7/11/2008)
(2/5/2008)
(8/2/2019)
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(10/6/2011)
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(8/2/2019)
(8/2/2019)
(7/11/2008)
(7/11/2008)
(8/2/2019)
(2/5/2008)
(11/15/2018)
(11/15/2018)
(7/11/2008)
(8/2/2019)
(8/2/2019)
(7/11/2008)
(8/2/2019)
(8/2/2019)
(8/2/2019)
(8/2/2019)
(8/2/2019)
(2/5/2008)
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(8/2/2019)
(8/2/2019)
(7/11/2008)
(8/2/2019)
(2/5/2008)
(7/11/2008)
(8/2/2019)
(8/2/2019)
(2/5/2008)
(8/2/2019)
(7/11/2008)
(11/15/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Benjamin Lessley's CRS (Customer Relationship Summary).
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