James R. Schenebeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Schenebeck, who also goes by Jim Schenebeck, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2009 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
May 20, 2009 - May 24, 2016
INSTITUTIONAL SECURITIES CORPORATION
January 11, 2002 - June 11, 2009
DORTCH SECURITIES & INVESTMENTS, INC.
August 28, 2001 - December 31, 2001
ST. BERNARD FINANCIAL SERVICES, INC.
September 11, 1998 - May 15, 2001
SOUTHEASTERN SECURITIES, INC.
July 6, 1998 - September 3, 1998
EDI FINANCIAL, INC.
October 23, 1996 - August 6, 1998
SIGNAL SECURITIES, INC.
August 27, 1996 - October 29, 1996
TDI, INCORPORATED
November 6, 1991 - June 24, 1996
MASTERS FINANCIAL GROUP, INC.
January 30, 1991 - August 13, 1991
IDS LIFE INSURANCE COMPANY
January 30, 1991 - August 13, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
February 12, 1987 - April 17, 1989
ANGLO-AMERICAN INVESTOR SERVICES CORP.
May 27, 1986 - September 24, 1986
FIRST INVESTMENT SECURITIES, INC.
March 1, 1984 - January 24, 1985
FIRST INVESTMENT SECURITIES, INC.
August 23, 1983 - February 7, 1984
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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