Margaret W. Gavlik
Professional summary
Margaret Washburn Gavlik, who also goes by Margaret Dana Gavlik, Margaret Gavlik, Margaret Dana Washburn, is a registered financial professional currently at CC SECURITIES, LLC located in Stamford, Connecticut.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 1983. Margaret has worked at 6 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE, Series 52, Series 87, Series 3, Series 55, Series 7, Series 14, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Washburn Gavlik's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2020 - Present
CC SECURITIES, LLC
Office #1: 3 Landmark Square 5th Floor, Stamford, CT 06901Office #2: 3 Landmark Square 5th Floor, Stamford, CT 06901April 27, 2017 - December 7, 2020
JOSEPH GUNNAR & CO. LLC
April 17, 2017 - December 7, 2020
JOSEPH GUNNAR & CO. LLC
July 7, 2014 - February 3, 2015
EMG CAPITAL LLC
May 30, 2012 - July 27, 2012
BROADCAP TRADING, LLC
June 24, 2009 - March 6, 2012
SURGE TRADING INC.
November 23, 1983 - July 7, 2009
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2020)
(12/2/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 6/4/2021
Investment Banking Registered Representative ExaminationSeries 55
Date: 5/27/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
CC SECURITIES, LLC
CRD#: 153523 / SEC#: , 8-68546
Contact information
FINRA licenses (28 States and Territories)
Documents
Red Flags
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