Nathan B. Batalion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Bross Batalion was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1983. Nathan had worked at 6 firms and has passed the Series 63, SIE, Series 22, Series 53, Series 4, Series 27, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2016 - November 21, 2017
LIGHTHOUSE CAPITAL GROUP, LLC
April 18, 1994 - July 23, 1997
L.B. SAKS, INC.
January 15, 1987 - December 31, 1987
LINSCO FINANCIAL GROUP, INC.
September 25, 1984 - January 15, 1987
RADFORD CAPITAL CORPORATION
December 9, 1983 - March 29, 1993
ADVANCED EQUITY GROUP, INC.
December 2, 1983 - October 26, 1984
INTEGRAL INVESTORS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIGHTHOUSE CAPITAL GROUP, LLC
CRD#: 169135 / SEC#: , 8-69350
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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