Frederick J. Arnold
Professional summary
Frederick Jay Arnold JR, who also goes by Dirk Arnold, is a registered financial professional currently at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. located in Langhorne, Pennsylvania.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1983. Frederick has worked at 7 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick Jay Arnold JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2009 - Present
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
August 14, 2007 - August 7, 2009
USTOCKTRADE SECURITIES, INC.
October 3, 2005 - August 23, 2007
KILDARE CAPITAL, INC.
January 31, 2000 - September 19, 2005
REGIONAL BROKERS, INC.
September 27, 1989 - January 27, 2000
R.W. SMITH & ASSOCIATES, LLC
May 1, 1989 - September 29, 1989
W.H. NEWBOLD'S SON & CO., INC.
November 30, 1983 - May 1, 1989
HOPPER SOLIDAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2009)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950 / SEC#: 801-68820, 8-18971
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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