Julie A. Meyer
Professional summary
Julie Ann Meyer, who also goes by Julie Ann Fossum, Julie Ann Lockwood, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cambridge, Minnesota and CETERA WEALTH SERVICES, LLC located in Minnetonka, Minnesota.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Julie has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Julie Ann Meyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 130 Cheshire Ln Suite 105, Minnetonka, MN 55305December 4, 2006 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 Cheshire Ln Suite 105, Minnetonka, MN 55305December 23, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
December 23, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
December 23, 2015 - December 14, 2016
LEGEND EQUITIES CORPORATION
December 23, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
December 23, 2015 - January 16, 2019
SUMMIT BROKERAGE SERVICES, INC.
December 23, 2015 - January 16, 2019
FIRST ALLIED SECURITIES, INC.
December 23, 2015 - January 16, 2019
CETERA INVESTMENT SERVICES LLC
December 23, 2015 - January 16, 2019
CETERA FINANCIAL SPECIALISTS LLC
December 23, 2015 - January 16, 2019
CETERA ADVISORS LLC
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2020)
(8/23/2022)
(1/17/2020)
(1/17/2020)
(1/17/2020)
(4/11/2024)
(7/30/2024)
(1/17/2020)
(1/17/2020)
(1/17/2020)
(1/17/2020)
(1/17/2020)
(7/19/2007)
(6/29/2023)
(1/17/2020)
(6/24/2025)
(6/8/2020)
(1/3/2022)
(1/17/2020)
(1/17/2020)
(1/17/2020)
(2/27/2020)
(1/17/2020)
(1/17/2020)
(1/17/2020)
(6/29/2023)
(1/5/2021)
(1/17/2020)
(2/27/2020)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
