TF
Timothy E. Flatley
STERLING INVESTMENT ADVISORS LTD.
BERWYN, PA 19312
Some features on this profile are disabled
CRD#: 1171110
TF
Professional summary
Timothy Edward Flatley, who also goes by Tim Flatley, is a registered financial advisor currently at STERLING INVESTMENT ADVISORS LTD. located in Berwyn, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Berwyn, Pennsylvania.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Timothy has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Flatley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INDEPENDENT INSURANCE AGENT FOR INDEPENDENT INSURANCE COMPANIES; 1055 WESTLAKES DRIVE, BERWYN, PA 19312; START DATE 1995; INVESTMENT RELATED; 10 HRS/WEEK (2) STERLING INVESTMENT ADVISORS, LTD.; INVESTMENT RELATED; RIA; PRESIDENT; 1055 WESTLAKES DRIVE, BERWYN, PA 19312; PROVIDE INVESTMENT ADVISING AND FINANCIAL PLANNING; 20 HRS/WEEK ALL DURING SECURITIES HRS. (3) PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 4/1/11 (4) ROBIN HOOD VENTURES; BERWYN, PA; MEMBER; START DATE 2000; 0 HRS/MONTH DURING SECURITIES HRS; ANGEL INVESTING, NO ADVICE GIVEN TO CLIENTS ON THESE FUNDS. (5) UNIRES; PASSIVE INVESTMENT; PRIVATE COMPANY; START DATE: 9/19/11 (6) WIZEHIVE; PASSIVE INVESTMENT; PRIVATE EQUITY; START DATE: 7/15/12 (7) DREAMIT FUND II, PASSIVE INVESTMENTS PRIVATE EQUITY, 11/07/2012 (8) CHARGE IT SPOT, BOARD OBSERVER- NO VOTING RIGHTS; 111 S. INDEPENDENCE MALL EAST SUITE 920 PHILADELPHIA PA 19106; 11/4/2022; OBSERVE INFREQUENT BOARD MEETINGS, NO VOTING RIGHTS OR AUTHORITY. (9) RITTENHOUSE VENTURES; OPI; PRIVATE ENTITY; STARTED 1/2015; (10) BROAD STREET ANGELS; INVESTMENT RELATED; 140 SOUTH BROAD ST PHILADELPHIA , PA 19102; LOOSELY ORGANIZED GROUP OF ANGEL INVESTORS; MEMBER; 6-8 HOURS/MONTH; 2-3 HOURS DURING SECURITIES HOURS; WILL MAKE PERIODIC INVESTMENTS IN EARLY STAGE COMPANIES. THESE INVESTMENTS WILL NOT BE OFFERED TO CLIENTS. DOES NOT RECEIVE ANY COMPENSATION FROM THE ORGANIZATION. (11) FLATSEAS PARTNERS, LLC. INVESTMENT RELATED. 461 LANTERN LANE, BERWYN, PA 19312. ENTITY TO HOLD PASSIVE INVESTMENTS. MEMBER. 11/2021. 4 HRS/MO; ALL DURING TRADING HOURS. MAKE INVESTMENTS FOR MY OWN PURPOSE. NO CLIENTS WILL BE INVOLVED. (12) CHARGEITSPOT; NOT INVESTMENT-RELATED; 111 S. INDEPENDENCE MALL EAST, SUITE 920, PHILADELPHIA, PA 19106; TELEPHONE CHARGING; BOARD OBSERVER; APPROXIMATELY 1 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS; OBSERVE INFREQUENT BOARD MEETINGS. (13) BACK BAY PARTNERS, LLC; NOT INVESTMENT-RELATED; 590 24TH ST AVALON NJ; REAL ESTATE; OWNER; NO CLIENT INVOLVEMENT.; APPROXIMATELY 2 HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS; MANAGE LLC. (14) TUMBLEWEED PARTNERS LLC; NOT INVESTMENT-RELATED; BOZEMAN, MT; REAL ESTATE; MANAGING MEMBER; STARTED 02/2025; APPROXIMATETLY 2 HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS; MAGEMENT DUTIES RELATED TO RENTAL PROPERTY. (15) Birdie Partners LLC. Investment Related. 461 Lantern Lane Berwyn, PA 19312. Family Investment LLC. Managing Member. 06/2025. Hrs/month 1 with 0 during trading hours. Investing in private equity for my family. No clients are involved. I do not receive any compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Edward Flatley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2006 - Present
STERLING INVESTMENT ADVISORS LTD.
Office #1: 1055 Westlakes Drive Suite 150, Berwyn, PA 19312RIA
CRD#: 140710
BERWYN, PA
Current
April 1, 2011 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1055 Westlakes Drive Suite 150, Berwyn, PA 19312BD
CRD#: 35747
Berwyn, PA
Past
February 1, 2008 - April 27, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
BERWYN, PA
Past
October 31, 1996 - April 25, 2001
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
January 3, 1995 - October 10, 2017
IFG RUSSELL ADVISORS INC
RIA
CRD#: 108677
BERWYN , PA
Past
September 25, 1992 - November 16, 2006
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.
RIA
CRD#: 119449
BERWYN , PA
Past
September 5, 1991 - February 5, 2008
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
BERWYN, PA
Past
November 19, 1989 - November 21, 1995
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 30, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
August 23, 1983 - December 3, 1987
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STERLING INVESTMENT ADVISORS LTD.
STERLING INVESTMENT ADVISORS LTD.
CRD#: 140710 / SEC#: 801-66769
RIA
Registered Investment Advisory firm - (5/31/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/15/2019)
RR
Colorado(10/23/2024)
IAR
Florida(3/22/2023)
RR
Florida(5/7/2025)
RR
Maryland(4/1/2011)
RR
Massachusetts(4/1/2011)
RR
Michigan(11/21/2024)
RR
New Jersey(4/1/2011)
IAR
New Jersey(3/6/2023)
RR
New Mexico(11/21/2024)
IAR
Pennsylvania(5/31/2006)
RR
Pennsylvania(4/1/2011)
RR
Virginia(4/1/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STERLING INVESTMENT ADVISORS LTD.
STERLING INVESTMENT ADVISORS LTD.
CRD#: 140710 / SEC#: 801-66769
RIA
Registered Investment Advisory firm - (5/31/2006 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Westlakes Drive Suite 150, Berwyn, PA 19312
Mailing Address
Phone number
(610) 560-0400
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,514 |
| AUM (Assets Under Management) | $ 961,449,941 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
