Paul G. Stache

LFT SECURITIES

CINCINNATI, OH 45202-3931

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CRD#: 1170097

Professional summary

Paul Gerard Stache is a registered financial professional currently at LFT SECURITIES, LLC located in Cincinnati, Ohio and NAVIAN CAPITAL SECURITIES LLC located in Cincinnati, Ohio.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 20 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 32, Series 3, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Gerard Stache's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2020 - Present

LFT SECURITIES, LLC

Office #1: 425 Walnut Street, Suite 2410, Cincinnati, OH 45202-3931

CRD#: 290210

CINCINNATI, OH

Current

July 30, 2020 - Present

NAVIAN CAPITAL SECURITIES LLC

Office #1: 425 Walnut Street Suite 2500, Cincinnati, OH 45202

CRD#: 145037

CINCINNATI, OH

Current

August 24, 2020 - Present

PRE-IPO STREET INC.

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787Office #2: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787

CRD#: 173426

SMITHTOWN, NY

Current

April 2, 2024 - Present

KW SECURITIES CORPORATION

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787Office #2: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787

CRD#: 8237

SMITHTOWN, NY

Current

May 22, 2025 - Present

UTILITY CAPITAL PARTNERS, LLC

Office #1: 732 Smithtown Bypass, Suite 203, Smithtown, NY 11787

CRD#: 312158

Smithtown, NY

Past

April 7, 2025 - April 8, 2025

KLEON FINANCIAL, LLC

CRD#: 121537

NEW YORK, NY

Past

October 1, 2024 - May 30, 2025

SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893

PALM BEACH, FL

Past

October 6, 2023 - April 1, 2024

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

CRD#: 150842

BOSTON, MA

Past

February 22, 2023 - December 5, 2024

DYNAMIC CAPITAL INVESTMENTS, LLC

CRD#: 290955

PHOENIX, AZ

Past

June 19, 2022 - January 5, 2024

VELERITY GROUP, INC.

CRD#: 42869

GREAT FALLS, VA

Past

June 11, 2021 - October 4, 2023

CLEARFP SECURITIES, LLC

CRD#: 312370

Lake Oswego, OR

Past

December 23, 2020 - November 13, 2024

AET INVESTMENT SERVICES, LLC

CRD#: 40878

SPOKANE, WA

Past

November 16, 2018 - January 23, 2019

CBC SECURITIES, INC.

CRD#: 46153

NEWTON, MA

Past

June 3, 2018 - August 25, 2018

AGA SECURITIES, LLC

CRD#: 122781

BAINBRIDGE ISLAND, WA

Past

July 1, 2016 - December 27, 2016

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

STAMFORD, CT

Past

June 21, 2006 - October 4, 2016

GE INVESTMENT DISTRIBUTORS, INC

CRD#: 32087

STAMFORD, CT

Past

February 28, 2003 - June 16, 2006

OBEX SECURITIES LLC

CRD#: 120002

NEW ROCHELLE, NY

Past

August 9, 2001 - September 11, 2002

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

September 21, 1990 - August 7, 2001

ASHLAND GLOBAL SECURITIES, LLC

CRD#: 26552

NEW YORK, NY

Past

January 21, 1987 - March 19, 1987

IFB MANAGING PARTNERSHIP, L.P.

CRD#: 10006

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/2/2024)

Florida
(9/29/2025)

Illinois
(1/14/2025)

New York
(7/30/2020)

Texas
(11/10/2025)

Exams

State Security Law Exam

Series 63

Date: 6/25/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 8/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 32

Date: 9/24/2012

Limited Futures Exam-Regulation

General Industry/Product Exam

Series 3

Date: 5/27/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/21/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/24/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 9/10/1990

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/2/1990

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1990

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

UTILITY CAPITAL PARTNERS, LLC

EXCELERATION CAPITAL LLC | UTILITY CAPITAL PARTNERS, LLC

CRD#: 312158 / SEC#: , 8-70639

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

732 Smithtown Bypass Suite 203, Smithtown, NY 11787

Mailing Address

732 Smithtown Bypass Suite 203, Smithtown, NY 11787

Phone number

(631) 595-5309

Established

Colorado since 03/06/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
UTILITY CAPITAL HOLDINGS, LLC	PARENT COMPANY AND DIRECT OWNER OF THE APPLICANT
PEREYRA, ALVARO LUIS	CHIEF EXECUTIVE OFFICER	5578565
RUSSELL, SARAH DETLING	PRINCIPAL FINANCIAL OFFICER & FINOP	6727189
STACHE, PAUL GERARD	CHIEF COMPLIANCE OFFICER, EXECUTIVE REP. & AMLCO	1170097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul G. Stache

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Gerard Stache's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIAN CAPITAL SECURITIES LLC

PRE-IPO STREET INC.

KW SECURITIES CORPORATION

UTILITY CAPITAL PARTNERS, LLC

KLEON FINANCIAL, LLC

SECURITIES CLUB BROKER-DEALER, LLC

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

DYNAMIC CAPITAL INVESTMENTS, LLC

VELERITY GROUP, INC.

CLEARFP SECURITIES, LLC

AET INVESTMENT SERVICES, LLC

CBC SECURITIES, INC.

AGA SECURITIES, LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

GE INVESTMENT DISTRIBUTORS, INC

OBEX SECURITIES LLC

PRIME CAPITAL SERVICES, INC.

ASHLAND GLOBAL SECURITIES, LLC

IFB MANAGING PARTNERSHIP, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/1990

Series 52TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 8/25/2018

Series 32

Date: 9/24/2012

Series 3

Date: 5/27/1992

Series 7

Date: 6/21/1990

Series 4

Date: 9/24/1990

Series 53

Date: 9/10/1990

Series 27

Date: 8/2/1990

Series 24

Date: 7/13/1990

FINRA

Current Firm

UTILITY CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

UTILITY CAPITAL PARTNERS, LLC

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