Mark S. Sievers

EPSILON FINANCIAL GROUP

FAIRFIELD, CA 94534

Some features on this profile are disabled

CRD#: 1162769

Professional summary

Mark Scott Sievers, AIF®, CFP®, CIMA® is a registered financial advisor currently at EPSILON FINANCIAL GROUP, INC. located in Fairfield, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Il Fiorello Olive Oil Company: Owner; August 2007 to present. Located at 2625 Mankas Corner Rd, Fairfield, CA 94534. Mark Sievers spends approximately 10% of his time on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Scott Sievers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1986

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 21, 2002 - Present

EPSILON FINANCIAL GROUP, INC.

Office #1: 2801 Waterman Blvd. Suite 250, Fairfield, CA 94534

RIA

CRD#: 111990

FAIRFIELD, CA

Past

June 1, 2001 - September 30, 2003

EPLANNING SECURITIES, INC.

CRD#: 46000

ROSEVILLE, CA

Past

October 21, 1994 - June 11, 2001

FOOTHILL SECURITIES, INC.

CRD#: 1027

SANTA CLARA, CA

Past

July 6, 1992 - October 28, 1994

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

February 28, 1989 - July 6, 1992

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

November 3, 1988 - February 6, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 23, 1988 - November 3, 1988

CHRISTOPHER WEIL & COMPANY, INC

CRD#: 6566

GLENDALE, CA

Past

August 24, 1983 - June 10, 1988

G. W. STORY & ASSOCIATES, INC.

CRD#: 6277

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPSILON FINANCIAL GROUP, INC.

EPSILON FINANCIAL GROUP, INC. | SIEVERS FINANCIAL CONSULTANTS | SIEVERS FINANCIAL ADVISORS | MARK SCOTT SIEVERS

CRD#: 111990 / SEC#: 801-62454

RIA

Registered Investment Advisory firm - (10/24/2003 Approved)

California

Registered Investment Advisory firm - (12/3/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/1/2023)

IAR

California
(11/21/2002)

IAR

Idaho
(3/18/2023)

IAR

Nevada
(3/23/2023)

IAR

Oregon
(3/18/2023)

IAR

Texas
(4/27/2009)

IAR

Washington
(3/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/22/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/18/1983

General Securities Principal Examination

Current Firm

EPSILON FINANCIAL GROUP, INC.

EPSILON FINANCIAL GROUP, INC. | SIEVERS FINANCIAL CONSULTANTS | SIEVERS FINANCIAL ADVISORS | MARK SCOTT SIEVERS

CRD#: 111990 / SEC#: 801-62454

RIA

Registered Investment Advisory firm - (10/24/2003 Approved)

California

Registered Investment Advisory firm - (12/3/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2801 Waterman Blvd., Suite 250, Fairfield, CA 94534

Mailing Address

Phone number

(707) 428-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A AND 2B (3/20/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 554,131,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Garth Harbert

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY

Roman Auerbach

EQUITABLE ADVISORS, LLC

Syracuse, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark S. Sievers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Scott Sievers's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPLANNING SECURITIES, INC.

FOOTHILL SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

KAVANAUGH SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CHRISTOPHER WEIL & COMPANY, INC

G. W. STORY & ASSOCIATES, INC.

Primary Firm SEC Registration

EPSILON FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/1989

Series 7

Date: 8/20/1983

Series 24

Date: 10/18/1983

Current Firm

EPSILON FINANCIAL GROUP, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPSILON FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors