Michael J. Dworetsky

TRUST ADVISORY GROUP LTD

Palm Beach Gardens, FL

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CRD#: 1158014

Professional summary

Michael Jay Dworetsky, who also goes by Michael J Dworetsky, Michael M Dworetsky, is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Palm Beach Gardens, Florida and STONEX SECURITIES INC. located in Palm Beach Gardens, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael J Dworetsky | Michael M Dworetsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MDS Financial - 119 San Marco Dr, Palm Beach Gardens, FL 33418 Nature of Business: Accounting and taxes for 1099 Rep. Investment Related: No Business Position: Owner Business Duties: Track my expenses. Business Start Date: 02/02/2004 Zero hours spent on this OBA monthly

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jay Dworetsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2017 - Present

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

Palm Beach Gardens, FL

Current

October 15, 2024 - Present

STONEX SECURITIES INC.

CRD#: 18456

PALM BEACH GARDENS, FL

Past

February 6, 2017 - September 23, 2024

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

West Hartford, CT

Past

October 18, 2006 - February 10, 2017

SOURCE CAPITAL GROUP, INC.

RIA

CRD#: 36719

WEST HARTFORD, CT

Past

June 8, 2004 - October 17, 2006

SOURCE CAPITAL MANAGEMENT

RIA

CRD#: 111967

WESTPORT, CT

Past

May 20, 2004 - February 10, 2017

SOURCE CAPITAL GROUP, INC.

CRD#: 36719

WEST HARTFORD, CT

Past

January 28, 1995 - May 26, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 22, 1992 - May 26, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HARTFORD, CT

Past

July 20, 1990 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

July 21, 1983 - July 16, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/16/2024)

Connecticut
(10/15/2024)

IAR

Florida
(2/20/2017)

Florida
(1/2/2025)

Georgia
(10/31/2024)

Illinois
(1/9/2025)

Massachusetts
(12/19/2024)

New Jersey
(10/15/2024)

New York
(10/15/2024)

North Carolina
(1/2/2025)

Oregon
(1/2/2025)

Pennsylvania
(1/27/2025)

Rhode Island
(10/15/2024)

South Carolina
(1/2/2025)

South Dakota
(1/2/2025)

Texas
(1/3/2025)

Vermont
(10/15/2024)

Virginia
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/28/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/16/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

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Contact information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

Phone number

(800) 292-2411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAG ADV2A 072825 (7/29/2025)

Regulatory assets under management

Total Number of Accounts	1,720
AUM (Assets Under Management)	$ 494,407,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Dworetsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jay Dworetsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

AGES FINANCIAL SERVICES, LTD.

SOURCE CAPITAL GROUP, INC.

SOURCE CAPITAL MANAGEMENT

SOURCE CAPITAL GROUP, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

TRUST ADVISORY GROUP LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/1992

Series 63

Date: 7/21/1983

SIE

Date: 10/1/2018

Series 3

Date: 4/28/1987

Series 7

Date: 7/16/1983

Series 24

Date: 11/6/2012

FINRA

Current Firm

TRUST ADVISORY GROUP LTD

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ADVISORY GROUP LTD

TRUST BUT VERIFY

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