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Kenneth Merrill Blitz

FIRST HEARTLAND CAPITAL
MIAMI, FL
·CRD# 1149685·45 years experience

Professional Summary

Kenneth Merrill Blitz, who also goes by Ken Blitz, Kenneth M Blitz, is a registered financial advisor currently at FIRST HEARTLAND CAPITAL, INC. located in Miami, Florida. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1983. Kenneth has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 2 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Blitz, Kenneth M Blitz

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

FIRST HEARTLAND CAPITAL, INC.·CRD# 32460
BD
Miami, FL
September 29, 2009 - Present
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
Miami, FL
October 20, 2004 - October 2, 2009
HIGH MARK SECURITIES, INC.·CRD# 42467
BD
Lakeland, FL
September 23, 2004 - October 21, 2004
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
August 26, 2004 - September 23, 2004
HIGH MARK SECURITIES, INC.·CRD# 42467
BD
Lakeland, FL
July 16, 2001 - September 1, 2004
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
July 5, 2000 - May 9, 2001
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
July 5, 2000 - May 9, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
May 19, 1986 - March 18, 1988
OSAIC FA, INC.·CRD# 3978
BD
May 19, 1986 - March 18, 1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY·CRD# 10293
BD
May 17, 1986 - March 16, 1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY·CRD# 13256
BD
June 19, 1983 - December 19, 1988

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Current Firm

FH
FIRST HEARTLAND CAPITAL, INC.

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460 / SEC#: 8-46008
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367

Mailing Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Phone Number

(636) 625-0900

Established

Missouri since 10/01/2005

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOFF, DAVID MICHAELPRESIDENT1058737
CHRISTY, ZEONIA MCHIEF COMPLIANCE OFFICER4067924
HALL, BRANDON WAYNECHIEF INFORMATION OFFICER5113480
HOFF, SCOTT MCHIEF OPERATIONS OFFICER5008279
JEHLE, JEANNE ANNFINOP4885198

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/16/2009)
RR
California
(1/17/2017)
RR
Florida
(9/29/2009)
RR
Georgia
(6/5/2018)
RR
Massachusetts
(7/25/2019)
RR
Rhode Island
(4/6/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2000About the Series 6 exam

Series 2 — Non-Member General Securities Examination

Passed Mar 1981
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth Merrill Blitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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