Jeffrey Alan Dunham

THE FOLLOWING ARE CONSIDERED INVESTMENT-RELATED ACTIVITIES SINCE THE INDIVIDUAL IS ASSOCIATED WITH (I) AN INVESTMENT COMPANY AND (II) ONE OR MORE OF THE ENTITIES THAT PROVIDE INVESTMENT ADVICE RELATED TO SECURITIES AND/OR REAL ESTATE. 1) PRESIDENT, TRUSTEE AND CHAIRMAN OF THE BOARD, DUNHAM FUNDS (THE "FUNDS") FROM JANUARY 2008 TO PRESENT. THE TRUSTEES ARE RESPONSIBLE FOR OVERSEEING THE SERVICES PROVIDED BY THE INVESTMENT ADVISER AND THE GENERAL OPERATIONS OF THE FUNDS. THESE RESPONSIBILITIES INCLUDE APPROVING THE ARRANGEMENTS WITH COMPANIES THAT PROVIDE NECESSARY SERVICES TO THE FUNDS, ENSURING THE FUNDS' COMPLIANCE WITH APPLICABLE SECURITIES LAWS AND THAT DIVIDENDS AND CAPITAL GAINS ARE DISTRIBUTED TO SHAREHOLDERS. THE BOARD MEETS ON A QUARTERLY BASIS AND IN THE INTERIM IF NEEDED. 2) CHIEF EXECUTIVE OFFICER, DUNHAM & ASSOCIATES HOLDINGS, INC. ("DAHI") FROM 1999 TO PRESENT. DAHI WAS FORMED TO BE A HOLDING COMPANY FOR VARIOUS EXISTING DUNHAM ENTITIES. DAHI MAY ALSO ACT AS AN AGENT IN ARRANGING LOANS FROM INDIVIDUALS TO THIRD PARTIES. MR. DUNHAM SPENDS APPROXIMATELY 10% OF HIS TIME MANAGING THE AFFAIRS OF DAHI. 3) CHIEF EXECUTIVE OFFICER, DUNHAM & ASSOCIATES SECURITIES, INC. ("DASI") FROM 1986 TO PRESENT. DASI MAY PROVIDE LIMITED BUSINESS CONSULTING SERVICES TO CLIENTS OF DAIC IF CLIENTS REQUEST SUCH SERVICES. DASI MAY PROVIDE DIFFERENT SERVICES TO OTHER ENTITIES ON A SELECTIVE BASIS. MR. DUNHAM SPENDS APPROXIMATELY 10% OF HIS TIME PROVIDING THESE SERVICES. 4) CHIEF EXECUTIVE OFFICER, ASSET MANAGERS, INC. ("AMI") FROM 1985 TO PRESENT AND OWNER FROM 01/02/2024 TO PRESENT. AMI IS THE GENERAL AND LIMITED PARTNER OF VARIOUS LIMITED PARTNERSHIPS AND LIMITED LIABILITY COMPANIES. MR. DUNHAM'S INVOLVEMENT IN MANAGING THE AFFAIRS OF AMI VARIES BASED ON THE ACTIVITY IN SUCH ENTITIES. MR. DUNHAM SPENDS LESS THAN 10 HRS/ MONTH IN MANAGING THE AFFAIRS OF AMI. AMI IS LOCATED IN RENO, NEVADA. 5) CHAIRMAN AND CHIEF EXECUTIVE OFFICER, DUNHAM TRUST COMPANY ("DTC") AND DUNHAM PRIVATE TRUST ("DPT") FROM 1999/ DECEMBER 2024 TO PRESENT. DTC/DPT OFFERS TRUSTEE, INVESTMENT MANAGEMENT AND CUSTODIAL SERVICES FOR PERSONAL TRUST ACCOUNTS, EMPLOYEE BENEFIT ACCOUNTS, CUSTODY AND THIRD PARTY AGENCY ACCOUNTS. MR. DUNHAM SPENDS APPROXIMATELY 10% OF HIS TIME MANAGING THE AFFAIRS OF DTC/DPT. DTC IS LOCATED AT 50 N SIERRA ST #201, RENO, NV. 89501. DPT IS LOCATED AT 1111 EAST LINCOLNWAY, STE 103, CHEYENNE, WY 82001. DPT IS THE WYOMING DIVISION OF DUNHAM TRUST COMPANY. 6) BOARD MEMBER, DUNHAM FOUNDATION FROM 2005 TO PRESENT. THE DUNHAM FOUNDATION IS A CHARITY THAT PROVIDES FUNDING TO A VARIETY OF CHILDREN'S CAUSES. MR. DUNHAM SPENDS APPROXIMATELY TWO HOURS A YEAR RELATED TO THE CHARITY. IT IS LOCATED AT 1645 VILLAGE CENTER CIRCLE #170, LAS VEGAS, NV 89134. 7) OWNER, DAVE STUBBS REAL ESTATE FROM JUNE 2016 TO PRESENT. DAVE STUBBS REAL ESTATE SERVES SAN DIEGO NORTH COASTAL IN REAL ESTATE SALES, LEASING AND PROPERTY MANAGEMENT. . MR. DUNHAM PROVIDES MENTORING AND COACHING OF EXISTING ONSITE MANAGEMENT. HE SPENDS APPROXIMATELY 5 TO 8 HOURS PER MONTH ON WEEKENDS AND EVENINGS ON THIS ACTIVITY. IT IS LOCATED AT 614 S. SIERRA AVENUE, SOLANA BEACH, CA 92075. 8) BOARD MEMBER, XCEPTIONAL. MR. DUNHAM WORKS LESS THAN 5 HOURS PER QUARTER. 12121 SCRIPPS SUMMIT DR #130, SAN DIEGO, CA 92131. 9) BOARD MEMBER, SWYFTFIN, INC. MR. DUNHAM WORKS LESS THAN 2 HOURS PER QUARTER. https://swyftfin.com/ 10) CONSULTANT, WEALTHIE INC FROM JAN 2026 TO PRESENT. MR. DUNHAM PROVIDES STRATEGIC, COMMERCIAL, AND CAPITAL-RELATED CONSULTING SERVICES AND GUIDANCE TO SENIOR MGT WITH CORPORATE STRATEGY. HE SPENDS LESS THAN 10 HRS PER MONTH OUTSIDE TRADING HOURS. IT IS LOCATED AT 195 BROADWAY 4TH FL STE #442, BROOKLYN, NY 11249. 11) INDEPENDENT DIRECTOR, THREE LIONS ACQUISITION CORP. (SPAC) FROM JULY 2026 TO PRESENT. PROVIDES BOARD OVERSIGHT AND GOVERNANCE DUTIES. LESS THAN 10 HRS PER QUARTER. THE COMPANY IS LOCATED AT 888 PROSPECT STREET, LA JOLLA, CA 92037.