DG
Douglas A. Gerrard
TLG ADVISORS
Miami Beach, FL 33139
Some features on this profile are disabled
CRD#: 1145240
DG
Professional summary
Douglas Adam Gerrard, who also goes by Doug Gerrard, is a registered financial advisor currently at TLG ADVISORS, INC. located in Miami Beach, Florida and THE LEADERS GROUP, INC. located in Miami Beach, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Douglas has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug Gerrard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Deere Park Capital, LLC - 01/01/1997 - 1111 Lincoln Road, Miami Beach, FL 33139 - Manager, Family Investment Activity/Private Equity, Private equity investing, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) Crown World Services LTD - 09/01/2018 - 22 Victoria Street, Bermuda Canon's Court, P O ox HM1624, Hamilton, Bermuda HM EX, Consultant, Insurance not inv't rel, 20 hrs/mo; 20 hrs/mo (during trading hours). 3.) TLG Advisors Inc - Since 12/14/2018 - 26 W Dry Creek Cr., Suite 800, Littleton, CO 80120 - Investment Related, IAR Business, IAR Rep, Devote Approx: 30 hrs p/mo. 4.) Provenance Wealth General Insurance Agency - 01/01/2020 - 1111 Lincoln Road, Miami Beach, FL 33139 - Advisor, Advisory Services, Insurance and Estate Planning Business, Not Inv't Rel, 15 hrs/mo; 10 hrs/mo (during trading hours). 5.) NFP Insurance Solutions - 01/01/2021 - 407 Lincoln Road, Suite 8G, Miami Beach, FL 33139 - Insurance agent, Placing life insurance policies, Insurance business, Not Invt Rel, 25 hrs/mo; 10 hrs/mo (during trading hours). 6.) Gerrard Advisors LLC - 01/01/2023 - 407 Lincoln Road, Suite 8G, Miami Beach, FL 33139 - President, Financial planning and family office, Invt Rel, 50 hrs/mo; 25 hrs/mo (during trading hours). 7.) BENTLEY LEGAL CAPITAL - 4/17/2025 - 407 Lincoln Road, Suite 8-G, Miami Beach, FL 33139 - Fund Manager, administrative services of fund, accounting/billing, money movement to and from clients, operations, Invt Rel, 10 hrs/mo; 2 hrs/mo (during trading hours). 8.) RALPH LEGAL CAPITAL - 3/10/2025 - 407 Lincoln Road, Suite 8-G, Miami Beach, FL 33139 - Fund Manager, administrative, accounting/billing, money movement to and from clients, operations, Invt Rel, 10 hrs/mo; 2 hrs/mo (during trading hours). 9.) WINSTON LEGAL CAPITAL - 11/8/2023 - 407 Lincoln Road, Suite 8-G, Miami Beach, FL 33139 - Fund Manager, Administrative, accounting/billing, money movement to and from clients, Invt Rel, 8 hrs/mo; 2 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Adam Gerrard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2019 - Present
TLG ADVISORS, INC.
Office #1: 1111 Lincoln Road 5th Floor, Miami Beach, FL, 33139RIA
CRD#: 111052
Miami Beach, FL
Current
December 14, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 407 Lincoln Road, Suite 8-g, Miami Beach, FL 33139BD
CRD#: 37157
Miami Beach, FL
Past
July 5, 2018 - December 17, 2018
PROVENANCE WEALTH ADVISORS
RIA
CRD#: 126529
Miami, FL
Past
June 5, 2018 - December 20, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FORT LAUDERDALE, FL
Past
October 26, 2017 - December 20, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MIAMI, FL
Past
May 31, 2017 - October 27, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
CHICAGO, IL
Past
April 30, 2014 - April 8, 2015
RII TRADING, LLC
BD
CRD#: 165761
CHICAGO, IL
Past
June 21, 2013 - April 22, 2014
RSP INVESTMENTS, LLC
BD
CRD#: 161622
NORTHBROOK, IL
Past
May 23, 2002 - October 26, 2012
AJAX INVESTMENTS, LLC
BD
CRD#: 31799
HIGHLAND PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/7/2019)
RR
Colorado(1/7/2019)
RR
Delaware(12/19/2018)
IAR
Florida(1/15/2019)
RR
Florida(3/12/2019)
RR
Illinois(12/14/2018)
RR
Missouri(4/24/2019)
RR
South Dakota(3/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TLG ADVISORS, INC.
CRD#: 111052Miami Beach, FL 33139TRUST BUT VERIFY
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