Timothy J. Geary

CETERA INVESTMENT ADVISERS LLC

HONOLULU, HI 96813

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CRD#: 1145140

Professional summary

Timothy Joseph Geary, who also goes by Tim Joseph Geary, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Honolulu, Hawaii and CETERA WEALTH SERVICES, LLC located in Honolulu, Hawaii.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Timothy has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Joseph Geary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DBA-HAWAII FINANCIAL ADVISORS, INC.; INVESTMENT RELATED; 745 FORT STREET, SUITE 1614, HONOLULU, HI 96813; 200 HOURS A MONTH; 8 DURING TRADING HOURS (2) TIM GEARY, NOTARY PUBLIC; START DATE 06/01/1993; NOT INVESTMENT RELATED; 745 FORT STREET, SUITE 1614, HONOLULU, HI 96813; NOTARY SERVICES; NOTARY; BEGAN MID 1990'S; 1 HOURA MONTH, ONE DURING TRADING HOURS; NOTARY SERVICES. (3) HIGHLAND CAPITAL BROKERAGE; INVESTMENT RELATED; 1003 BISHOP STREET SUITE 850, PAUAHI TOWER, HONOLULU, HI 96813; LIFE INSURANCE; INDEPENDENT AGENT; STARTED 12/7/2017; APX 1 HOUR/MONTH, 1 DURING TRADING; Highland assists in helping us find the appropriate fixed insurance solutions for clients. Fixed insurance could include term insurance, group term insurance, cash value insurance (not Variable life), Long Term Care insurance. (4) NAME OF OTHER BUSINESS: UNITED FINANCIAL FREEDOM; INVESTMENT RELATED: NO; ADDRESS: 120 E 13065 S SUITE 101 DRAPER UT 84020; NATURE OF BUSINESS: DEBT ELIMINATION; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS IN MORE RAPIDLY REDUCING THEIR MORTGAGE, EDUCATION AND OTHER DEBTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Joseph Geary's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1100 Alakea St Ste 2400, Honolulu, HI 96813

RIA

CRD#: 105644

HONOLULU, HI

Current

September 20, 2019 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 745 Fort Street 1614, Honolulu, HI 96813

CRD#: 13572

Honolulu, HI

Past

May 20, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 20068

PHOENIX, AZ

Past

February 17, 1993 - May 3, 1995

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

January 3, 1992 - December 31, 1992

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

January 11, 1985 - January 10, 1992

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(11/10/2022)

Arizona
(9/20/2019)

California
(9/20/2019)

Colorado
(9/20/2019)

Florida
(11/13/2019)

Georgia
(9/20/2019)

Hawaii
(9/20/2019)

IAR

Hawaii
(6/29/2023)

Kansas
(11/3/2022)

Kentucky
(9/20/2019)

Maryland
(11/11/2022)

Massachusetts
(9/20/2019)

Minnesota
(3/22/2022)

Nevada
(9/20/2019)

North Carolina
(3/18/2021)

Ohio
(3/17/2020)

Oregon
(9/20/2019)

South Dakota
(9/20/2019)

Texas
(9/20/2019)

IAR

Texas
(6/29/2023)

Virginia
(7/2/2021)

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/28/1988

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Geary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Joseph Geary's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

IFG NETWORK SECURITIES, INC.

PLANNED INVESTMENTS INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/1999

Series 63

Date: 4/7/1984

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 7/9/2005

Series 6

Date: 1/5/1985

Series 53

Date: 8/17/2006

Series 24

Date: 10/31/2005

Series 26

Date: 9/28/1988

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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