Matthew T. Hoffman
Professional summary
Matthew Thomas Hoffman is a registered financial professional currently at CANDLEWOOD SECURITIES, LLC located in Cleveland, Ohio and CASCADIA CAPITAL, LLC located in Seattle, Washington.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Thomas Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2014 - Present
CANDLEWOOD SECURITIES, LLC
Office #1: 600 Superior Ave. E, Suite 1800, Cleveland, OH 44114September 8, 2023 - Present
CASCADIA CAPITAL, LLC
Office #1: 920 5th Avenue Suite 1500, Seattle, WA 98104August 11, 2009 - May 30, 2014
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
December 12, 2006 - February 26, 2009
WESTON FINANCIAL SERVICES LLC
October 28, 2005 - November 1, 2006
PLANET WEALTH SECURITIES, INC.
August 28, 2003 - November 11, 2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
November 1, 2000 - August 26, 2003
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2023)
(5/14/2021)
(12/11/2023)
(9/8/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CASCADIA CAPITAL, LLC
CRD#: 101020 / SEC#: , 8-52064
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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