Douglas R. Hopkins

GIBRALTAR WEALTH MANAGEMENT

Abington, PA 19001

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CRD#: 1141217

Professional summary

Douglas Rowland Hopkins is a registered financial advisor currently at GIBRALTAR WEALTH MANAGEMENT, LLC located in Abington, Pennsylvania.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Douglas has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Rowland Hopkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2020 - Present

GIBRALTAR WEALTH MANAGEMENT, LLC

Office #1: 1117 Old York Road, Abington, PA 19001

RIA

CRD#: 124128

Abington, PA

Past

April 25, 2013 - September 20, 2017

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

Kennedyville, MD

Past

December 3, 2008 - December 1, 2011

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

Kennedyville, MD

Past

February 2, 1989 - November 20, 2020

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

Kennedyville, MD

Past

April 15, 1985 - February 3, 1989

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Past

May 1, 1984 - February 11, 1985

HAVERFORD TRUST SECURITIES, INC.

CRD#: 13214

Past

July 26, 1983 - April 6, 1984

VANGUARD MARKETING CORPORATION

CRD#: 7452

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GIBRALTAR WEALTH MANAGEMENT, LLC

CASTLE INVESTMENT CONSULTING | GIBRALTAR WEALTH MANAGEMENT, LLC

CRD#: 124128 / SEC#: 801-126154

RIA

Registered Investment Advisory firm - (7/22/2022 Approved)

Arkansas

Registered Investment Advisory firm - (4/11/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/29/2010 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/12/2022 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/7/2020)

IAR

Texas
(4/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/2/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/27/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/25/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/1991

General Securities Principal Examination

Current Firm

GIBRALTAR WEALTH MANAGEMENT, LLC

CASTLE INVESTMENT CONSULTING | GIBRALTAR WEALTH MANAGEMENT, LLC

CRD#: 124128 / SEC#: 801-126154

RIA

Registered Investment Advisory firm - (7/22/2022 Approved)

Arkansas

Registered Investment Advisory firm - (4/11/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/29/2010 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/12/2022 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2010 Terminated)

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Contact information

Main Address

1117 Old York Road, Abington, PA 19001

Mailing Address

Post Office Box 2490, Jenkintown, PA 19046

Phone number

(215) 956-5154

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GIBRALTAR WEALTH MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 176,544,171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas R. Hopkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Rowland Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

JANNEY MONTGOMERY SCOTT LLC

HAVERFORD TRUST SECURITIES, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

GIBRALTAR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/2/2008

Series 63

Date: 6/27/1984

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1983

Series 6

Date: 7/25/1983

Series 24

Date: 5/20/1991

Current Firm

GIBRALTAR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GIBRALTAR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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