Mark J. Ketner
Professional summary
Mark Jude Ketner is a registered financial professional currently at PHX FINANCIAL, INC. located in Hauppauge, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Jude Ketner's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2018 - Present
PHX FINANCIAL, INC.
Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788October 23, 2002 - April 23, 2018
MAXIM GROUP LLC
October 29, 1999 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
October 19, 1998 - October 29, 1999
ROYCE INVESTMENT GROUP, INC.
December 9, 1994 - November 2, 1998
PATTERSON TRAVIS, INC.
August 5, 1994 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
May 24, 1988 - September 7, 1994
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 28, 1988
SHERWOOD CAPITAL, INC.
June 22, 1983 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2018)
(11/15/2019)
(6/6/2018)
(3/27/2024)
(7/18/2018)
(8/6/2018)
(9/11/2018)
(4/12/2018)
(8/13/2018)
(7/9/2018)
(11/9/2018)
(1/3/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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