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AS

Abram Joseph Silver

KENSINGTON CAPITAL
BROOKLYN, NY
·CRD# 1137930·43 years experience

Professional Summary

Abram Joseph Silver is a registered financial advisor currently at KENSINGTON CAPITAL CORP. located in Brooklyn, New York. Abram is registered as a RR (Registered Representative) and started their career in finance in 1983. Abram has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

KENSINGTON CAPITAL CORP.·CRD# 1742
BD
1. 4910 13th Avenue, Brooklyn, NY 112192. 4910 13th Ave., Brooklyn, NY 11219-3100
June 9, 1983 - Present

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Current Firm

KC
KENSINGTON CAPITAL CORP.

CAPITAL RESOURCE PLANNING | THEMUNIBROKER.COM | THEEQUITYBROKER.COM | THEDEDICATEDBROKER.COM | KENSINGTON CAPITAL CORP.

CRD#: 1742 / SEC#: 8-28301
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

4910 13th Ave., Brooklyn, NY 11219-3100

Mailing Address

4910 13th Ave., Brooklyn, NY 11219-3100

Phone Number

(718) 436-2111

Established

New York since 06/12/1983

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SILVER, MOSES MCFO2276798
SILVER, MOSES MCHIEF AML OFFICER2276798
SILVER, MOSES MCHIEF EXECUTIVE OFFICER2276798
SIMON, STUARTOPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER2802977
SIMON, STUARTOPTIOS PRINCIPAL2802977
SILVER, ABRAM JOSEPHOWNER1137930
CIANTRO, PHILIP GERARDFINOP2350685
LEDERMAN, ELISHEVA MICHELLEOPTIONS PRINCIPAL, EXECUTIVE REPRESENTATIVE2596584

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/22/1999)
RR
New Jersey
(1/18/2024)
RR
New York
(7/16/2002)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1983About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Apr 1987About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1987About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Abram Joseph Silver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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