Richard P. Majka
Professional summary
Richard Peter Majka MR., who also goes by Richard P Majka, Richard Majka, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Saint James, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Peter Majka MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2011 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 872 Middle Country Rd, Saint James, NY 11780-3223March 13, 2002 - May 2, 2006
METROPOLITAN LIFE INSURANCE COMPANY
March 13, 2002 - May 2, 2006
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2011)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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