William R. Kemp

BRIXTON CAPITAL WEALTH ADVISORS

Garden City, NY 11530

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CRD#: 1135161

Professional summary

William Robert Kemp, who also goes by Bill Kemp, B K Kind, Billi Kind, Billy Kind, William Robert Kind, is a registered financial advisor currently at BRIXTON CAPITAL WEALTH ADVISORS, LLC located in Garden City, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Kemp | B K Kind | Billi Kind | Billy Kind | William Robert Kind

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REAL ESTATE SALES AGENT (NON INVESTMENT RELATED) 7/2020 to present Dalton Wade 260 1st Ave S #200, St. Petersburg, FL 33701 8-12 HRS PER WEEK EVE/WEEKEND. Licnesed Fl Realesate Agent involved in Residential sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Kemp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2017 - Present

BRIXTON CAPITAL WEALTH ADVISORS, LLC

Office #1: 1305 Franklin Ave Suite 300, Garden City, NY 11530Office #2: 8337 Eagle Brook Dr., Land O Lakes, FL 34638

RIA

CRD#: 288810

Garden City, NY

Past

October 23, 2017 - December 31, 2018

BRIXTON CAPITAL WEALTH ADVISORS, LLC

RIA

CRD#: 288810

UNIONDALE, NY

Past

March 15, 2006 - July 7, 2017

NORTHEAST ASSET MANAGEMENT LLC

RIA

CRD#: 117567

TAMPA, FL

Past

April 1, 1991 - July 7, 2017

NORTHEAST SECURITIES, LLC

CRD#: 25996

Tampa, FL

Past

March 13, 1990 - April 1, 1991

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

April 28, 1989 - March 20, 1990

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Past

December 13, 1988 - May 1, 1989

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

November 23, 1988 - December 19, 1988

G. K. SCOTT & CO., INC.

CRD#: 3305

Past

June 23, 1988 - December 13, 1988

GREENTREE SECURITIES CORP.

CRD#: 7372

Past

October 7, 1987 - June 16, 1988

GRUNTAL & CO., L.L.C.

CRD#: 372

Past

September 8, 1984 - October 20, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

August 25, 1983 - March 13, 1984

MORGAN STANLEY DW INC.

CRD#: 7556

Past

June 16, 1983 - September 1, 1983

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIXTON CAPITAL WEALTH ADVISORS, LLC

BRIXTON CAPITAL WEALTH ADVISORS, LLC | FINANCE

CRD#: 288810 / SEC#: 801-110811

RIA

Registered Investment Advisory firm - (7/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/24/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/4/1992

General Securities Principal Examination

Current Firm

BRIXTON CAPITAL WEALTH ADVISORS, LLC

BRIXTON CAPITAL WEALTH ADVISORS, LLC | FINANCE

CRD#: 288810 / SEC#: 801-110811

RIA

Registered Investment Advisory firm - (7/13/2017 Approved)

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Contact information

Main Address

1305 Franklin Ave Suite 300, Garden City, NY 11530

Mailing Address

Phone number

(516) 222-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	729
AUM (Assets Under Management)	$ 176,705,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William R. Kemp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Kemp's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIXTON CAPITAL WEALTH ADVISORS, LLC

NORTHEAST ASSET MANAGEMENT LLC

NORTHEAST SECURITIES, LLC

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

THE INVESTMENT CENTER, INC.

J. W. GANT & ASSOCIATES, INC.

G. K. SCOTT & CO., INC.

GREENTREE SECURITIES CORP.

GRUNTAL & CO., L.L.C.

BLINDER, ROBINSON & CO., INC.

MORGAN STANLEY DW INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

Primary Firm SEC Registration

BRIXTON CAPITAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2006

Series 63

Date: 4/24/1985

SIE

Date: 7/7/2017

Series 7

Date: 5/21/1983

Series 24

Date: 9/4/1992

Current Firm

BRIXTON CAPITAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIXTON CAPITAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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