John F. Steinmetz
Professional summary
John Francis Steinmetz is a registered financial professional currently at TERRANOVA CAPITAL EQUITIES, INC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Steinmetz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 1998 - Present
TERRANOVA CAPITAL EQUITIES, INC
Office #1: 420 Lexington Avenue Suite 1402, New York, NY 10170Office #2: 420 Lexington Avenue Suite 1402, New York, NY 10170September 30, 1991 - February 25, 1998
AUGMENT SECURITIES INC.
February 26, 1991 - December 17, 1991
CHARLES STREET SECURITIES, INC.
May 5, 1989 - February 14, 1991
GLOBAL AMERICA INCORPORATED
May 18, 1987 - May 8, 1989
D. H. BLAIR & CO., INC.
August 29, 1985 - May 20, 1987
BARCLAY INVESTMENTS LLC
July 20, 1984 - August 26, 1985
D. H. BLAIR & CO., INC.
June 6, 1983 - July 13, 1984
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2004)
(2/19/2009)
(11/24/2008)
(2/3/2009)
(2/11/2003)
(5/21/1999)
(2/11/2003)
(4/3/2006)
(6/15/1999)
(6/21/1999)
(11/24/2010)
(10/9/2008)
(6/16/2004)
(8/12/2004)
(8/19/2004)
(11/23/2009)
(11/28/2005)
(5/19/2004)
(3/20/2003)
(6/14/2004)
(6/29/2004)
(9/15/2011)
(7/27/2004)
(10/15/2004)
(6/15/1999)
(12/4/2003)
(3/15/2003)
(6/1/2004)
(6/17/2004)
(8/18/2004)
(6/15/2004)
(8/4/2004)
(8/14/2003)
(3/10/2011)
(7/9/2004)
(7/30/2004)
(5/4/1999)
(4/14/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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