Stephen Feid
Professional summary
Stephen Feid, who also goes by Stephen Berthold Feid, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1983. Stephen has worked at 22 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Feid's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2022 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094January 11, 2021 - January 31, 2022
GROWTH CAPITAL SERVICES, INC.
July 7, 2017 - December 31, 2020
GROWTH CAPITAL SERVICES, INC.
September 29, 2016 - July 5, 2017
CLEARVIEW TRADING ADVISORS, INC.
February 18, 2016 - April 25, 2016
DELTA INVESTMENT MANAGEMENT, LLC
December 2, 2013 - July 9, 2015
MORGAN STANLEY
November 12, 2013 - July 9, 2015
MORGAN STANLEY
May 29, 2012 - August 1, 2012
AGILE PT GROUP LLC
October 25, 2011 - May 23, 2012
ECHOTRADE LLC
July 28, 2011 - October 21, 2011
ECHOTRADE LLC
October 7, 2010 - April 13, 2011
RANGE GLOBAL LLC
June 26, 2003 - November 18, 2004
CARLIN EQUITIES, LLC
May 4, 1999 - May 24, 1999
ON-SITE TRADING, INC.
October 23, 1998 - April 6, 1999
ABN AMRO SECURITIES LLC
March 13, 1996 - June 3, 1998
ROBERT FLEMING INC.
November 27, 1995 - February 7, 1996
CASPIAN SECURITIES INCORPORATED
March 11, 1994 - June 26, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
November 30, 1993 - March 3, 1994
ALEX. BROWN & SONS INCORPORATED
May 11, 1990 - November 29, 1993
S.G. WARBURG & CO. INC.
August 19, 1989 - May 10, 1990
DELTEC ASSET MANAGEMENT CORPORATION
February 22, 1989 - August 16, 1989
GRUNTAL & CO., L.L.C.
January 9, 1987 - March 14, 1989
PERSHING LLC
February 27, 1986 - January 27, 1987
SANFORD C. BERNSTEIN & CO., INC.
August 24, 1983 - February 3, 1986
DEUTSCHE BANK SECURITIES INC.
July 1, 1983 - August 4, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2022)
(1/22/2025)
(2/10/2022)
(1/30/2025)
(12/16/2022)
Exams
Series 55
Date: 11/9/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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