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Stephen Feid

GT SECURITIES
LOS ANGELES, CA
·CRD# 1123322·43 years experience

Professional Summary

Stephen Feid, who also goes by Stephen Berthold Feid, is a registered financial advisor currently at GT SECURITIES, INC. located in Los Angeles, California. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1983. Stephen has worked at 22 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephen Berthold Feid

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

GT SECURITIES, INC.·CRD# 116012
BD
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
February 10, 2022 - Present
GROWTH CAPITAL SERVICES, INC.·CRD# 124658
BD
Claymont, DE
January 11, 2021 - January 31, 2022
GROWTH CAPITAL SERVICES, INC.·CRD# 124658
BD
New York, NY
July 7, 2017 - December 31, 2020
CLEARVIEW TRADING ADVISORS, INC.·CRD# 142873
BD
Tenafly, NJ
September 29, 2016 - July 5, 2017
DELTA INVESTMENT MANAGEMENT, LLC·CRD# 149596
RIA
East Hampton, NY
February 18, 2016 - April 25, 2016
MORGAN STANLEY·CRD# 149777
RIA
Greenwich, CT
December 2, 2013 - July 9, 2015
MORGAN STANLEY·CRD# 149777
BD
Greenwich, CT
November 12, 2013 - July 9, 2015
AGILE PT GROUP LLC·CRD# 155177
BD
New York, NY
May 29, 2012 - August 1, 2012
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
October 25, 2011 - May 23, 2012
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
July 28, 2011 - October 21, 2011
RANGE GLOBAL LLC·CRD# 104393
BD
New York City, NY
October 7, 2010 - April 13, 2011
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
June 26, 2003 - November 18, 2004
ON-SITE TRADING, INC.·CRD# 30271
BD
Great Neck, NY
May 4, 1999 - May 24, 1999
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
October 23, 1998 - April 6, 1999
ROBERT FLEMING INC.·CRD# 1711
BD
New York, NY
March 13, 1996 - June 3, 1998
CASPIAN SECURITIES INCORPORATED·CRD# 38878
BD
New York, NY
November 27, 1995 - February 7, 1996
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
March 11, 1994 - June 26, 1995
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
November 30, 1993 - March 3, 1994
S.G. WARBURG & CO. INC.·CRD# 1483
BD
New York, NY
May 11, 1990 - November 29, 1993
DELTEC ASSET MANAGEMENT CORPORATION·CRD# 8438
BD
New York, NY
August 19, 1989 - May 10, 1990
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
February 22, 1989 - August 16, 1989
PERSHING LLC·CRD# 7560
BD
January 9, 1987 - March 14, 1989
SANFORD C. BERNSTEIN & CO., INC.·CRD# 1232
BD
February 27, 1986 - January 27, 1987
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
August 24, 1983 - February 3, 1986
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
July 1, 1983 - August 4, 1983

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Current Firm

GS
GT SECURITIES, INC.

GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: 8-53527
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

12130 Millennium Dr Suite 300, Los Angeles, CA 90094

Mailing Address

12130 Millennium Dr, Los Angeles, CA 90094

Phone Number

(310) 846-5004

Established

California since 12/06/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION—
LAVINSKY, DAVID KENNETHMANAGING DIRECTOR4455040
TURO, JAMES STEVENMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER2083402

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/10/2022)
RR
Connecticut
(1/22/2025)
RR
Florida
(2/10/2022)
RR
New Jersey
(1/30/2025)
RR
New York
(12/16/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2010About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1998

Series 24 — General Securities Principal Examination

Passed Apr 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stephen Feid's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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