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GL

Glenn Michael Lanaia

CRD# 1122707·Registered 1983 - 2018
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Michael Lanaia was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1983 - 2018. Glenn had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

FEDERATED SECURITIES, INC.·CRD# 5050
BD
Huntington, NY
January 16, 2014 - June 18, 2018
ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
Woodhaven, NY
December 18, 2007 - December 31, 2013
FEDERATED SECURITIES, INC.·CRD# 5050
BD
Huntington, NY
January 26, 2005 - October 19, 2005
PATAGON.COM SECURITIES CORP.·CRD# 21040
BD
Miami Beach, FL
March 2, 2000 - August 17, 2000
GLENN MICHAEL FINANCIAL, INC.·CRD# 37912
BD
Melville, NY
March 27, 1996 - February 10, 2003
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
December 7, 1989 - June 13, 1996
G. K. SCOTT & CO., INC.·CRD# 3305
BD
Plainview, NY
February 15, 1986 - December 12, 1989
INDIVIDUAL'S SECURITIES LTD.·CRD# 7279
BD
April 19, 1983 - February 8, 1986

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Current Firm

FS
FEDERATED SECURITIES, INC.

FEDERATED SECURITIES, INC.

CRD#: 5050 / SEC#: 8-15644
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

680 Park Avenue, Huntington, NY 11743

Mailing Address

P.o. Box 2679, Huntington Station, NY 11746-0531

Phone Number

(631) 421-4499

Established

New Jersey since 03/02/1970

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GOLDSMITH, DENISE CAROLYNSECRETARY1564417
KING, JUDITH CAROLECHAIRPERSON1023755
LANZISERA, CARL JOSEPHPRESIDENT OPTIONS PRINCIPLE302342
LANZISERA, CARL JOSEPHCHIEF COMPLIANCE OFFICER302342

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1983About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1996About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 1996About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Apr 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GL
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