Parvez S. Mahmood
Professional summary
Parvez Syed Mahmood, who also goes by Parvez Mahmood, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Hicksville, New York.
Parvez is registered as a RR (Registered Representative) and started their career in finance in 1986. Parvez has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Parvez Syed Mahmood's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2013 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 270 N Broadway Unit 1, Hicksville, NY 11801-2939June 5, 2012 - December 21, 2012
ALLSTATE FINANCIAL SERVICES, LLC
September 4, 2002 - September 21, 2005
1717 CAPITAL MANAGEMENT COMPANY
October 29, 1986 - September 12, 2002
METROPOLITAN LIFE INSURANCE COMPANY
October 29, 1986 - September 12, 2002
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2021)
(3/3/2020)
(1/16/2014)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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