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RH

Robert K. Holman

GT SECURITIES
Los Angeles, CA 90094
Some features on this profile are disabled
CRD#: 1121659
RH

Professional summary

Robert Kendall Holman is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 13 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 50, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Kendall Holman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 20, 2026 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
Los Angeles, CA
Past

April 15, 2024 - September 17, 2024

VISTIA CAPITAL, LLC

BD
CRD#: 311342
LONE TREE, CO
Past

May 3, 2021 - April 2, 2024

OBERON SECURITIES, LLC

BD
CRD#: 132598
NEW YORK, NY
Past

July 8, 2019 - February 24, 2021

INDEPENDENT INVESTMENT BANKERS, CORP.

BD
CRD#: 154134
AUSTIN, TX
Past

May 6, 2016 - August 31, 2017

CARTER, TERRY & COMPANY, INC.

BD
CRD#: 16365
BIRMINGHAM, AL
Past

August 29, 2012 - June 30, 2014

CREWS & ASSOCIATES, INC.

BD
CRD#: 8052
BIRMINGHAM, AL
Past

February 14, 2006 - September 21, 2012

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

October 29, 1999 - March 2, 2006

SYNOVUS SECURITIES, INC.

RIA
CRD#: 14023
BIRMINHAM, AL
Past

October 26, 1999 - March 2, 2006

SYNOVUS SECURITIES, INC.

BD
CRD#: 14023
BIRMINGHAM, AL
Past

May 28, 1991 - November 8, 1999

SOUTHTRUST SECURITIES, LLC

BD
CRD#: 17922
BIRMINGHAM, AL
Past

November 28, 1990 - May 17, 1991

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

April 23, 1987 - February 12, 1988

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
Past

January 9, 1986 - August 10, 1995

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

June 27, 1983 - December 24, 1985

THORNTON FARISH INC.

BD
CRD#: 830

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/20/2026)
RR
California
(4/20/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/25/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 8/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 2/15/2016
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 6/18/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/25/1993
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/14/1992
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GT SECURITIES, INC.
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094
Phone number
(310) 846-5004
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION
LAVINSKY, DAVID KENNETHMANAGING DIRECTOR4455040
TURO, JAMES STEVENMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER2083402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GT SECURITIES, INC.

CRD#: 116012Los Angeles, CA 90094

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