Rick W. Bone

NATIONWIDE INVESTMENT SERVICES

Columbus, OH 43215

Some features on this profile are disabled

CRD#: 1114472

Professional summary

Rick Warren Bone, who also goes by Rick W Bone, Rick Bone, Ricky Warren Bone, Ricky Bone, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.

Rick is registered as a RR (Registered Representative) and started their career in finance in 1983. Rick has worked at 17 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rick W Bone | Rick Bone | Ricky Warren Bone | Ricky Bone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name: Rick is a 2.2% owner in Blueprint Investment Partners; investment related; Address: 1250 Revolution Mill Drive, Suite 150, Greensboro, NC. 27405; Nature of Business: Investment Management; Role: owner-equity in company, passive; 0 hours per month; 0 hours during trading hours; Duties: none.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rick Warren Bone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2024 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: One Nationwide Plaza, Columbus, OH 43215

CRD#: 7110

Columbus, OH

Past

October 15, 2021 - November 1, 2023

M CAPITAL ADVISORS

RIA

CRD#: 107560

Bluffton, SC

Past

August 24, 2021 - October 19, 2021

EMPIRICAL ASSET MANAGEMENT, LLC

RIA

CRD#: 155436

BLUFFTON, SC

Past

June 11, 2020 - November 4, 2021

BLUEPRINT FUND MANAGEMENT

RIA

CRD#: 306419

Royersford, PA

Past

April 11, 2019 - November 4, 2021

BLUEPRINT INVESTMENT PARTNERS LLC

RIA

CRD#: 170196

Royersford, PA

Past

June 21, 2016 - September 25, 2018

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

June 24, 2014 - January 26, 2016

BLUESTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 157841

WAYNE, PA

Past

June 24, 2014 - January 26, 2016

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

June 7, 2012 - May 16, 2014

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

April 17, 2012 - May 29, 2014

CHASE INVESTMENT COUNSEL CORPORATION

RIA

CRD#: 104648

ROYERSFORD, PA

Past

November 19, 2009 - February 1, 2011

KNOTT CAPITAL MANAGEMENT

RIA

CRD#: 108461

EXTON, PA

Past

November 27, 2002 - April 28, 2009

BJURMAN, BARRY & ASSOCIATES

RIA

CRD#: 110726

LOS ANGLES, CA

Past

July 8, 1992 - November 22, 2002

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

October 25, 1990 - May 28, 1992

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

May 1, 1990 - October 2, 1990

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

October 1, 1988 - April 17, 1990

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

December 2, 1986 - June 3, 1988

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

Past

September 16, 1983 - December 10, 1986

SIGNATOR INVESTORS, INC.

CRD#: 468

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/26/2024)

Alaska
(2/26/2024)

Arizona
(2/26/2024)

Arkansas
(2/26/2024)

California
(2/26/2024)

Colorado
(2/26/2024)

Connecticut
(2/26/2024)

Delaware
(2/26/2024)

District of Columbia
(2/26/2024)

Florida
(2/26/2024)

Georgia
(2/26/2024)

Hawaii
(2/26/2024)

Idaho
(2/26/2024)

Illinois
(2/26/2024)

Indiana
(2/26/2024)

Iowa
(2/26/2024)

Kansas
(2/26/2024)

Kentucky
(2/26/2024)

Louisiana
(2/26/2024)

Maine
(2/26/2024)

Maryland
(2/26/2024)

Massachusetts
(2/26/2024)

Michigan
(2/26/2024)

Minnesota
(2/26/2024)

Mississippi
(2/26/2024)

Missouri
(2/26/2024)

Montana
(2/26/2024)

Nebraska
(2/26/2024)

Nevada
(2/26/2024)

New Hampshire
(2/26/2024)

New Jersey
(2/26/2024)

New Mexico
(2/26/2024)

New York
(2/26/2024)

North Carolina
(2/26/2024)

North Dakota
(2/26/2024)

Ohio
(2/26/2024)

Oklahoma
(2/26/2024)

Oregon
(2/26/2024)

Pennsylvania
(2/26/2024)

Rhode Island
(2/26/2024)

South Carolina
(2/26/2024)

South Dakota
(2/26/2024)

Tennessee
(2/26/2024)

Texas
(2/26/2024)

Utah
(2/26/2024)

Vermont
(2/26/2024)

Virginia
(2/26/2024)

Washington
(2/26/2024)

West Virginia
(2/26/2024)

Wisconsin
(2/26/2024)

Wyoming
(2/26/2024)

Exams

State Security Law Exam

Series 63

Date: 2/24/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/26/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 2/12/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 2/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/27/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/6/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE INVESTMENT ADVISORS, LLC | PEBSCO SECURITIES CORP. | NATIONWIDE RETIREMENT INSTITUTE, A DIVISION OF NISC | NATIONWIDE INVESTMENT SVCS. CORPORATION | NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110 / SEC#: , 8-20254

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Mailing Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Phone number

+1 (800) 882-2822

Established

Oklahoma since 03/19/1974

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NATIONWIDE LIFE INSURANCE COMPANY	SHAREHOLDER
AMBROZY, TINA S	PRESIDENT/BOARD DIRECTOR	3149224
HAWLEY, CRAIG ALAN	BOARD DIRECTOR	4499105
RABENSTINE, JAMES JAY	CHIEF COMPLIANCE OFFICER	2025566
ROSWELL, EWAN THEODORE	AVP, FINANCE CONTROLLERSHIP-NF AND FINOP	3056545
STEVENSON, ERIC RAY	BOARD DIRECTOR	5250338

Disclosures

Regulatory Event	4
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrew Lehman

INSPIRE ADVISORS, LLC

IAR

Columbus, OH

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rick W. Bone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rick Warren Bone's CRS (Customer Relationship Summary).

Certified licenses

Experience

M CAPITAL ADVISORS

EMPIRICAL ASSET MANAGEMENT, LLC

BLUEPRINT FUND MANAGEMENT

BLUEPRINT INVESTMENT PARTNERS LLC

NEXT FINANCIAL GROUP, INC.

BLUESTONE CAPITAL MANAGEMENT, LLC

MCG SECURITIES LLC

QUASAR DISTRIBUTORS, LLC

CHASE INVESTMENT COUNSEL CORPORATION

KNOTT CAPITAL MANAGEMENT

BJURMAN, BARRY & ASSOCIATES

TOUCHSTONE SECURITIES, INC.

MARKETING ONE SECURITIES, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

MARKETING ONE SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2024

Series 65

Date: 11/26/2002

Series 6TO

Date: 2/12/2024

Series 7TO

Date: 2/12/2024

SIE

Date: 12/27/2023

Series 6

Date: 6/6/2012

FINRA

Current Firm

NATIONWIDE INVESTMENT SERVICES CORPORATION

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONWIDE INVESTMENT SERVICES CORPORATION

TRUST BUT VERIFY

Similar Advisors