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EM

Edward T. Mcelwreath

ARBOR RESEARCH & TRADING
Lake Barrington, IL 60010
Some features on this profile are disabled
CRD#: 1111324
EM

Professional summary

Edward Thomas Mcelwreath, who also goes by Edward Thomas Macelwreath, is a registered financial professional currently at ARBOR RESEARCH & TRADING, LLC located in Lake Barrington, Illinois.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1985. Edward has worked at 13 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Edward Thomas Macelwreath

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Thomas Mcelwreath's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2005 - Present

ARBOR RESEARCH & TRADING, LLC

Office #1: 22333 Classic Court, Lake Barrington, IL 60010
BD
CRD#: 21313
Lake Barrington, IL
Past

January 10, 2013 - January 31, 2024

JAVELIN SECURITIES, LLC

BD
CRD#: 107473
COHASSET, MA
Past

May 13, 2004 - August 24, 2004

ZIONS DIRECT, INC.

BD
CRD#: 17776
SALT LAKE CITY, UT
Past

May 8, 2002 - May 3, 2004

REFCO SECURITIES, LLC

BD
CRD#: 14094
NEW YORK, NY
Past

June 13, 2001 - September 13, 2001

THREE RIVERS SECURITIES LLC

BD
CRD#: 107887
NEW YORK, NY
Past

March 19, 1999 - May 26, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 12, 1998 - September 2, 1998

NEPTUNE SECURITIES FINANCE CORPORATION

BD
CRD#: 44244
NEW YORK, NY
Past

June 11, 1993 - October 6, 1998

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY
Past

May 28, 1991 - June 2, 1993

EASTBRIDGE CAPITAL INC.

BD
CRD#: 23858
NEW YORK, NY
Past

March 16, 1990 - February 19, 1991

DEUTSCHE BANK CAPITAL CORPORATION

BD
CRD#: 5323
NEW YORK, NY
Past

February 13, 1989 - February 5, 1991

DEUTSCHE BANK GOVERNMENT SECURITIES, INC

BD
CRD#: 23179
Past

December 9, 1986 - February 14, 1989

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
Past

October 21, 1985 - December 23, 1986

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/12/2023)
RR
Illinois
(1/24/2005)
RR
New Mexico
(6/4/2009)
RR
New York
(1/24/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 9/17/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/10/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AR
ARBOR RESEARCH & TRADING, LLC
ARBOR RESEARCH & TRADING, | HART CAPITAL MANAGEMENT | FIXED INCOME PARTNERS, INC. | ARBOR TRADING GROUP, INC. | ARBOR RESEARCH & TRADING, LLC | ARBOR RESEARCH & TRADING, INC.

CRD#: 21313 / SEC#: , 8-38818

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
22333 Classic Court, Lake Barrington, IL 60010
Mailing Address
22333 Classic Court, Lake Barrington, IL 60010
Phone number
(847) 304-1550
Established
Delaware since 06/28/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARBOR RESEARCH HOLDINGS, LLCOWNER
HANDLER, FRED DAVID JRCHIEF EXECUTIVE OFFICER & DIRECTOR1278354
LUSTIG, DANIEL JAYEXECUTIVE VICE PRESIDENT1496662
MCELWREATH, EDWARD THOMASEXECUTIVE VICE PRESIDENT1111324
MOISE, MICHAEL PAULPRESIDENT, FINOP & DIRECTOR5910037
MOISE, MICHAEL PAULCHIEF COMPLIANCE OFFICER5910037

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARBOR RESEARCH & TRADING, LLC

CRD#: 21313Lake Barrington, IL 60010

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