Angelo D. Crisci

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CRD#: 1109437

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Angelo David Crisci was a registered financial professional .

Angelo is a previously registered financial professional and started their career in finance in 1983. Angelo had worked at 8 firms and has passed the Series 65, Series 63, Series 66, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 30, 2011 - August 31, 2012

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

January 13, 2010 - January 9, 2012

ALEXANDER CAPITAL, L.P.

CRD#: 40077

GARDEN CITY, NY

Past

October 9, 2008 - July 21, 2009

ALEXANDER CAPITAL, L.P.

CRD#: 40077

MELVILLE, NY

Past

April 17, 2007 - November 29, 2007

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

BABYLON, NY

Past

July 27, 2006 - March 26, 2007

J.P.R. CAPITAL CORP.

CRD#: 38056

SYOSSET, NY

Past

January 2, 2003 - October 4, 2004

J.P.R. CAPITAL CORP.

CRD#: 38056

SYOSSET, NY

Past

November 5, 1990 - January 14, 1993

SCHONFELD SECURITIES, LLC

CRD#: 23304

Past

June 27, 1990 - November 28, 1990

PATAGON.COM SECURITIES CORP.

CRD#: 21040

Past

May 21, 1984 - March 10, 1989

INVESTORS CENTER, INC.

CRD#: 14670

Past

April 13, 1983 - July 6, 1984

INDIVIDUAL'S SECURITIES LTD.

CRD#: 7279

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/27/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/7/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 55

Date: 2/18/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/28/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/15/1985

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/1983

General Securities Principal Examination

Current Firm

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: , 8-67986

Terminated by SEC on 03/06/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 07/09/2008

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
WTS PTG HOLDINGS, LLC	OWNER
CLARK, CHESTER EDMOND	CEO	2486219
DISCENZA, PETER VINCENT JR	CHIEF COMPLIANCE OFFICER	4386342
JONES, WILLIAM RUSSELL	OPERATIONS MANAGER	2948251
LI, XIAOYAN	FINOP	4465893

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Angelo D. Crisci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALEXANDER CAPITAL, L.P.

ALEXANDER CAPITAL, L.P.

OBSIDIAN FINANCIAL GROUP, LLC

J.P.R. CAPITAL CORP.

J.P.R. CAPITAL CORP.

SCHONFELD SECURITIES, LLC

PATAGON.COM SECURITIES CORP.

INVESTORS CENTER, INC.

INDIVIDUAL'S SECURITIES LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2008

Series 63

Date: 9/27/2006

Series 66

Date: 10/7/2003

Series 55

Date: 2/18/2003

Series 7

Date: 12/28/2002

Series 4

Date: 8/15/1985

Series 24

Date: 12/1/1983

Current Firm

WTS PROPRIETARY TRADING GROUP LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WTS PROPRIETARY TRADING GROUP LLC

TRUST BUT VERIFY

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