GW
Gordon T. Wegwart
VERITY ASSET MANAGEMENT
DURHAM, NC 27701
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CRD#: 1108685
GW
Professional summary
Gordon Thomas Wegwart is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Durham, North Carolina and VERITY INVESTMENTS, INC. located in Durham, North Carolina.
Gordon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gordon has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Verity Asset Management, Inc.; Investment-related; Durham NC; Registered Investment Adviser; Officer; Director and investment advisor representative; 07/2011; 170 hours per month; 10 during market hours; Investment advisory services. 2) Verity Financial Group, Inc.; Not investment-related; Durham, NC; Holding company and insurance agency; Officer; Director; 08/1996; 10 hours per month; 10 during market hours; Insurance and annuity products. 3) PlanScope360, LLC; Not investment-related; Durham, NC; Retirement Plan Governance/Education/Administration; Board member; 01/2024; Manager; 15 hours per month; 10 during market hours; Member - Board of Managers.
CRS (Client Relationship Summary) - RIA
Click below to view Gordon Thomas Wegwart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2011 - Present
VERITY ASSET MANAGEMENT
Office #1: 280 S. Mangum Street Suite 550, Durham, NC 27701RIA
CRD#: 158667
DURHAM, NC
Current
October 9, 1996 - Present
VERITY INVESTMENTS, INC.
Office #1: 280 S. Mangum Street Suite 550, Durham, NC 27701Office #2: 280 S Mangum St Ste 550, Durham, NC 27701-3683BD
CRD#: 41527
Durham, NC
Past
December 6, 2004 - July 29, 2011
VERITY INVESTMENTS, INC.
RIA
CRD#: 41527
DURHAM, NC
Past
March 29, 1983 - September 12, 1996
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/30/2017)
RR
Delaware(1/23/2025)
RR
Florida(11/7/2013)
RR
Massachusetts(12/10/2020)
RR
North Carolina(10/11/1996)
IAR
North Carolina(7/29/2011)
RR
Ohio(11/22/2019)
RR
Texas(12/10/2012)
RR
Utah(1/5/2023)
RR
Washington(11/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
280 S Mangum St Ste 550, Durham, NC 27701-3676
Mailing Address
Phone number
(919) 490-6717
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
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Company Information
VERITY ASSET MANAGEMENT
CRD#: 158667Durham, NC 27701TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
