Jeffrey A. Coffin
Professional summary
Jeffrey Alan Coffin, who also goes by Jeff Coffin, is a registered financial professional currently at CFD INVESTMENTS, INC. located in Bloomfield, Indiana.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1983. Jeffrey has worked at 3 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Coffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2008 - Present
CFD INVESTMENTS, INC.
Office #1: 1111 East Tulip Road, Bloomfield, IN 47424March 7, 2002 - November 24, 2008
CAPITAL SELECT INVESTMENTS CORP.
July 5, 1983 - February 13, 2002
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2008)
(5/20/2013)
Exams
FINRA
Current Firm
CFD INVESTMENTS, INC.
CRD#: 25427 / SEC#: , 8-41727
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | |
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
Disclosures
| Regulatory Event | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CFD INVESTMENTS, INC.
CRD#: 25427Bloomfield, IN 47424TRUST BUT VERIFY
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