Peter M. Rapaport
Professional summary
Peter Melvin Rapaport is a registered financial professional currently at HENLEY & COMPANY LLC located in Uniondale, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1983. Peter has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Melvin Rapaport's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2017 - Present
HENLEY & COMPANY LLC
Office #1: 506 Rxr Plaza, Uniondale, NY 11556October 23, 2002 - June 13, 2017
MAXIM GROUP LLC
January 31, 2001 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
April 27, 2000 - January 31, 2001
HERZOG, HEINE, GEDULD, LLC
October 9, 1991 - May 1, 2000
JOSEPHTHAL & CO., INC.
May 29, 1990 - October 23, 1991
JJC SECURITIES CO., INC.
November 25, 1987 - May 29, 1990
JSC SECURITIES, INC.
March 27, 1984 - January 15, 1985
MABON, NUGENT & CO.
June 22, 1983 - December 30, 1983
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2023)
(1/6/2021)
(5/18/2017)
(5/18/2017)
(5/18/2017)
(5/18/2017)
Exams
Series 8
Date: 7/11/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
HENLEY & COMPANY LLC
CRD#: 131453 / SEC#: , 8-66463
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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