CL
Craig A. Larsen
ON INVESTMENT MANAGEMENT CO
Topeka, KS 66614
Some features on this profile are disabled
CRD#: 1102215
CL
Professional summary
Craig Allen Larsen, who also goes by Craig Alan Larsen, Craig Larsen, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Topeka, Kansas and THE O.N. EQUITY SALES COMPANY located in Topeka, Kansas.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Craig has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig Alan Larsen | Craig Larsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Various insurance carriers for W&R insurance agencies; investment related; 3300 SW 29th St. Suite 300 Topeka KS 66614; Insurance sales; Insurance Agent; 01/1983-Present; 20 hours/month; 20 trading/hours; Insurance related. 2) Larsen Financial (DBA); investment related; 300 SW 29th St. Suite 300 Topeka KS 66614; Financial services, Partner; 01/01/2018-Present; 20 hrs/mo; 20 hrs during sec trading; Insurance Sales; Solicitation/service of non-registered insurance: DI, Health, Life, LTC and Fixed annuities. 3) McGill, Rediger & Simmons; 3300 SW 29th Street, Suite 300, Topeka, KS 66614; fixed annuity, term & whole life insurance, disability insurance, long term care insurance and other similar insurance products. insurance and annuity sales; 03/2018-present; 10 hours/month; 10 trading/hours; Not investment related. 4) CRUMP; 3300 SW 29th Street, Suite 300, Topeka, KS 66614; fixed annuity, term & whole life insurance, disability insurance, long term care insurance and other similar insurance products. insurance and annuity sales; 03/2018-present; 10 hours/month; 10 trading/hours; Not investment related. 5) Associates of Clifton Park; 3300 SW 29th Street, Suite 300, Topeka, KS 66614; fixed annuity, term & whole life insurance, disability insurance, long term care insurance and other similar insurance products. insurance and annuity sales; 03/2018-present; 10 hours/month; 10 trading/hours; Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Allen Larsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2018 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 3300 Sw 29th St. Suite 300, Topeka, KS 66614RIA
CRD#: 105662
Topeka, KS
Current
March 15, 2018 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 3300 Sw 29th St. Suite 300, Topeka, KS 66614BD
CRD#: 2936
Topeka, KS
Past
July 1, 1997 - March 22, 2018
WADDELL & REED
RIA
CRD#: 866
TOPEKA, KS
Past
May 3, 1983 - March 22, 2018
WADDELL & REED
BD
CRD#: 866
TOPEKA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/27/2020)
IAR
Florida(4/24/2024)
RR
Kansas(3/15/2018)
IAR
Kansas(3/15/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Topeka, KS 66614TRUST BUT VERIFY
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