Karen Ann Steighner
Professional Summary
Karen Ann Steighner, who also goes by Karen Ann Huber, Karen Ann Huber Steighner, is a registered financial advisor currently at MSEC, LLC located in Overland Park, Kansas and QUADRIGA SECURITIES, LLC located in Denver, Colorado. Karen is registered as a RR (Registered Representative) and started their career in finance in 1983. Karen has worked at 41 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karen Ann Steighner, Karen Ann Huber, Karen Ann Huber Steighner
Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC
Years of Experience
43 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC
Current Firm
QUADRIGA SECURITIES, LLC
Contact Information
Main Address
44 Cook Street Suite 255, Denver, CO 80206Mailing Address
44 Cook Street Suite 255, Denver, CO 80206Phone Number
(303) 495-5514Established
Colorado since 01/11/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
4Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC
State Registrations and Notice Filings
(7/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2026About the Series 79TO examSRO Registrations
Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Karen Ann Steighner's CRS (Customer Relationship Summary).
Similar Advisors
BAYVIEW FINANCIAL PLANNING
PFS INVESTMENTS INC.
ALIGN FINANCIAL SOLUTIONS
LPL FINANCIAL LLC