Jason Butch Ficken
Professional Summary
Jason Butch Ficken is a registered financial advisor currently at QUADRIGA SECURITIES, LLC located in Denver, Colorado. Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 5 firms and has passed the Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
QUADRIGA SECURITIES, LLC
Contact Information
Main Address
44 Cook Street Suite 255, Denver, CO 80206Mailing Address
44 Cook Street Suite 255, Denver, CO 80206Phone Number
(303) 495-5514Established
Colorado since 01/11/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/14/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jason Butch Ficken's CRS (Customer Relationship Summary).
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