Kevin J. Mulqueen
EAGLE STRATEGIES LLC
NEW WINDSOR, NY 12553
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CRD#: 1100523
Professional summary
Kevin James Mulqueen, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New Windsor, New York and NYLIFE SECURITIES LLC located in New Windsor, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; start date 1995; APPROXIMATELY 10 HOURS PER MONTH WITH 5 HOURS PER MONTH DURING SECURITY TRADING HOURS] [REAL ESTATE EXPRESS; EXAM MONITOR; start date 11/2010] [NOTARY PUBLIC; PROVIDE NOTARIZATION OF SIGNATURES; 41 SILO LANE, MIDDLETOWN, NY 10940; START DATE 10/1988; ROLE/TITLE: OTHER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: NONE; 100% OWNERSHIP OF THIS SOLE PROPRIETORSHIP] [New York Annual Conference of the United Methodist Church; Leading worship, bible study, prayer groups, etc.; 20 Soundview Ave, White Planins, NY 10606; Start Date 07/2023; Role/Title: Pastor; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Finseca-NY; A professional association serving the financial advisor community.; 17 Elk Street Suite 3, Albany, NY 12207; Start Date 11/2020; Role/Title: Board Member; Investment Related; 3 hours per month; 0 hours per month during securities trading hours;Work with other board members to support advisors] [Preacher; Leading a worship Service; 41 Silo Lane, Middletown, NY 10940; Start Date 07/2023; Role/Title: Independent Contractor; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; When requested, I lead a worship service][Town of Wallkill Zoning Board of Appeals; We hear requests for variances or interpretations of the zoning law.; 99 Tower Dive, Middletown, NY 10941; Start Date 11/2024; Role/Title: Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; hear requests for variances or interpretations of the zoning law]
CRS (Client Relationship Summary) - RIA
Click below to view Kevin James Mulqueen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
January 13, 2016 - Present
EAGLE STRATEGIES LLC
Office #1: 460 Temple Hill Rd, New Windsor, NY 12553RIA
CRD#: 110826
NEW WINDSOR, NY
Current
March 29, 1983 - Present
NYLIFE SECURITIES LLC
Office #1: 460 Temple Hill Rd, New Windsor, NY 12553BD
CRD#: 5167
New Windsor, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/26/2014)
RR
Connecticut(11/2/2004)
RR
Florida(2/19/2025)
RR
Georgia(6/17/2025)
RR
Louisiana(7/21/2021)
RR
Massachusetts(8/27/2007)
RR
New Jersey(2/13/1998)
IAR
New Jersey(1/13/2016)
RR
New York(8/16/1984)
IAR
New York(8/3/2021)
RR
Ohio(7/26/2022)
RR
Oregon(10/15/2012)
RR
Pennsylvania(3/6/2008)
RR
Virginia(9/6/2022)
RR
Wyoming(4/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
