Robert A. Amatore

CETERA INVESTMENT ADVISERS LLC

RIVERSIDE, CA 92501

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CRD#: 1096218

Professional summary

Robert Anthony Amatore is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Riverside, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: QUANTUM SALES LLC; INVESTMENT RELATED: NO; ADDRESS: 4743 WINDSOR RD RIVERSIDE CA 92507; NATURE OF BUSINESS: E COMMERCE SALES; START DATE: 6/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: MANAGE ACTIVITIES USING SOFTWARE, ACCOUNTS RECEIVABLE AND PAYABLE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Anthony Amatore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2007 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 4060 Chestnut Street, Riverside, CA 92501

RIA

CRD#: 105644

RIVERSIDE, CA

Past

December 17, 2007 - July 1, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

RIVERSIDE, CA

Past

June 29, 2006 - December 17, 2007

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

RIVERSIDE, CA

Past

January 20, 2006 - December 17, 2007

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

RIVERSIDE, CA

Past

September 2, 2005 - December 17, 2007

ASSOCIATED SECURITIES CORP.

CRD#: 12969

RIVERSIDE, CA

Past

July 8, 1997 - September 7, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ONTARIO, CA

Past

December 16, 1992 - September 7, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 14, 1988 - December 14, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 1, 1983 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/17/2007)

IAR

Texas
(2/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 6/5/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 4/5/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert A. Amatore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Anthony Amatore's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

ASSOCIATED SECURITIES CORP.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/1992

Series 63

Date: 3/8/1983

SIE

Date: 10/1/2018

Series 15

Date: 6/5/1984

Series 3

Date: 4/5/1983

Series 7

Date: 2/19/1983

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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