Jeffry P. Brown
Professional summary
Jeffry Paul Brown is a registered financial professional currently at FDX CAPITAL LLC located in New York, New York.
Jeffry is registered as a RR (Registered Representative) and started their career in finance in 1983. Jeffry has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffry Paul Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2016 - Present
FDX CAPITAL LLC
Office #1: 515 Madison Avenue 24th Floor, New York, NY 10022October 6, 2016 - October 28, 2016
EASTERLY FUNDS LLC
May 23, 2011 - October 4, 2016
NEUBERGER BERMAN BD LLC
March 15, 2011 - October 4, 2016
NEUBERGER BERMAN BD LLC
February 2, 2009 - October 20, 2010
SEACAP SECURITIES LLC
January 1, 2000 - September 17, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
July 27, 1999 - July 11, 2008
J.P. MORGAN SECURITIES LLC
May 3, 1985 - July 23, 1999
MORGAN STANLEY & CO. LLC
April 8, 1983 - April 22, 1985
WERTHEIM & CO.
March 1, 1983 - April 11, 1983
WARBURG PARIBAS BECKER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FDX CAPITAL LLC
CRD#: 119302 / SEC#: , 8-65170
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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