DS
David R. Schiffour
FIDELITY BROKERAGE SERVICES LLC
Jacksonville, FL 32246
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CRD#: 1091838
DS
Professional summary
David Richard Schiffour is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1983. David has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Richard Schiffour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
March 6, 2018 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
CHARLESTON, WV
Past
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
CHARLESTON, WV
Past
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
CHARLESTON, WV
Past
June 28, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
December 12, 2002 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
CHARLESTON, WV
Past
November 18, 2002 - December 10, 2002
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
January 13, 1986 - October 29, 2002
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
July 20, 1984 - September 19, 1984
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
June 24, 1983 - July 10, 1984
FINANCIAL ESTATE PLANNING, INC.
BD
CRD#: 287
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/25/2021)
RR
Alaska(5/25/2021)
RR
Arizona(5/25/2021)
RR
Arkansas(5/25/2021)
RR
California(5/25/2021)
RR
Colorado(5/25/2021)
RR
Connecticut(5/25/2021)
RR
Delaware(5/25/2021)
RR
District of Columbia(5/25/2021)
RR
Florida(4/14/2021)
RR
Georgia(5/25/2021)
RR
Hawaii(5/25/2021)
RR
Idaho(5/25/2021)
RR
Illinois(5/25/2021)
RR
Indiana(5/25/2021)
RR
Iowa(5/25/2021)
RR
Kansas(5/25/2021)
RR
Kentucky(5/25/2021)
RR
Louisiana(5/25/2021)
RR
Maine(5/25/2021)
RR
Maryland(5/25/2021)
RR
Massachusetts(5/25/2021)
RR
Michigan(5/25/2021)
RR
Minnesota(5/25/2021)
RR
Mississippi(5/25/2021)
RR
Missouri(5/25/2021)
RR
Montana(5/25/2021)
RR
Nebraska(5/25/2021)
RR
Nevada(5/25/2021)
RR
New Hampshire(5/25/2021)
RR
New Jersey(5/25/2021)
RR
New Mexico(5/25/2021)
RR
New York(5/25/2021)
RR
North Carolina(4/14/2021)
RR
North Dakota(5/25/2021)
RR
Ohio(5/25/2021)
RR
Oklahoma(5/25/2021)
RR
Oregon(5/25/2021)
RR
Pennsylvania(5/25/2021)
RR
Puerto Rico(5/25/2021)
RR
Rhode Island(5/25/2021)
RR
South Carolina(5/25/2021)
RR
South Dakota(5/25/2021)
RR
Tennessee(6/9/2021)
RR
Texas(5/25/2021)
RR
Utah(5/25/2021)
RR
Vermont(5/25/2021)
RR
Virgin Islands(5/25/2021)
RR
Virginia(5/25/2021)
RR
Washington(5/25/2021)
RR
West Virginia(5/25/2021)
RR
Wisconsin(5/25/2021)
RR
Wyoming(5/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/19/1990
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Jacksonville, FL 32246TRUST BUT VERIFY
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