John R. Zurlo
Professional summary
John Robert Zurlo is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 13 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Robert Zurlo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2017 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 14 East 52nd Street, New York, NY 10022June 23, 2014 - May 4, 2017
CABRERA CAPITAL MARKETS, LLC
January 13, 2014 - June 26, 2014
LEBENTHAL & CO., LLC
September 9, 2013 - January 3, 2014
M. R. BEAL & COMPANY
June 4, 2004 - April 23, 2013
SIEBERT WILLIAMS SHANK & CO., LLC
May 14, 2001 - May 24, 2004
LOOP CAPITAL MARKETS LLC
January 15, 1998 - January 19, 1999
BANC ONE CAPITAL MARKETS, INC.
April 1, 1997 - January 13, 1998
A. F. BEST SECURITIES, INC.
September 19, 1994 - April 2, 1997
ABN AMRO INCORPORATED
June 1, 1993 - August 17, 1994
CIBC WORLD MARKETS CORP.
May 1, 1992 - March 1, 1993
TUCKER ANTHONY INCORPORATED
April 18, 1991 - August 28, 1991
MARINE MIDLAND CAPITAL MARKETS CORP.
November 28, 1990 - April 16, 1991
R.D. WHITE & CO., INC.
March 22, 1983 - October 2, 1990
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2017)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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