Christopher P. Gardner
Professional summary
Christopher Paul Gardner is a registered financial professional currently at BOUSTEAD SECURITIES, LLC located in Irvine, California and SUTTER SECURITIES INCORPORATED located in Irvine, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1982. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Paul Gardner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2021 - Present
BOUSTEAD SECURITIES, LLC
Office #1: 6 Venture Suite 395, Irvine, CA 92618June 23, 2021 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 6 Venture, Suite 395 Suite 395, Irvine, CA 92618November 17, 2014 - January 8, 2019
MOUNTAIN RIVER SECURITIES, INC.
December 22, 1989 - January 25, 2013
GARDNER RICH, L.L.C.
June 9, 1986 - September 30, 1986
L. F. ROTHSCHILD & CO. INCORPORATED
October 31, 1983 - May 17, 1986
J.P. MORGAN SECURITIES LLC
December 22, 1982 - October 3, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2021)
Exams
FINRA
Current Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
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